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Feed of 09/14/2026
Also filed as B•••• M P••••
At current firm
12 y
since Jun 13, 2014
In the industry
26 y
since Feb 11, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• A••••••• institutional currentsince Jun 13, 2014 · Glastonbury, Ct
- V••• I••••••••• M••••••••• C•• L•• asset managerJan 27, 2010 to Nov 21, 2013 · New York, Ny
- C••••••• M••••••••• A•••••••• I••• unclassifiedApr 1, 2003 to Sep 9, 2004 · Hartford, Ct
- F•••• I••••••••• A••••••• I••• unclassifiedOct 29, 2002 to Apr 1, 2003 · Haartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- V••• I••••••••• M••••••••• C•• L•• to U•• A•••••••left Nov 21, 2013, registered Jun 13, 2014 (204 days) · Other
- C••••••• M••••••••• A•••••••• I••• to V••• I••••••••• M••••••••• C•• L••left Sep 9, 2004, registered Jan 27, 2010 (1966 days) · Other
- F•••• I••••••••• A••••••• I••• to C••••••• M••••••••• A•••••••• I•••left Apr 1, 2003, registered Apr 1, 2003 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address