DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• E••••• E••••

S•••••• P••••••• I••••••••• A•••••••• L••BD affiliatedSunbury, Oh dual registrantIAPD 4115845

Feed of 09/15/2026

Also filed as Jack E E••••

At current firm

1 y

since Aug 6, 2025

In the industry

26 y

since Apr 5, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated current
since Aug 6, 2025 · Sunbury, Oh
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 25, 2017 to Aug 15, 2025 · North Canton, Oh
M•• A••••••• F•••••••• M••••••••• I••• former
Jul 14, 2010 to Sep 25, 2017 · Akron, Oh
U•• F•••••••• S••••••• I••• wirehouse
Mar 12, 2004 to Jul 16, 2010 · Canton, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 20, 2000 to Mar 22, 2004 · Canton, Oh

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to S•••••• P••••••• I••••••••• A•••••••• L••
left Aug 15, 2025, registered Aug 6, 2025 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
M•• A••••••• F•••••••• M••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Sep 25, 2017, registered Sep 25, 2017 (0 days) · Other · moved with a team
U•• F•••••••• S••••••• I••• to M•• A••••••• F•••••••• M••••••••• I•••
left Jul 16, 2010, registered Jul 14, 2010 (-2 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Mar 22, 2004, registered Mar 12, 2004 (-10 days) · Wirehouse to wirehouse

Signals

J••• E••••• E•••• left A••••••••• F•••••••• S•••••••• L•• for S•••••• P••••••• I••••••••• A•••••••• L•• (registered 2025-08-06)
Aug 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address