DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• S•••••• G•••••

M••••••• W••••• M•••••••••independent RIAGig Harbor, Wa IA-onlyIAPD 4119665

Feed of 09/15/2026

Also filed as J••• S G•••••

At current firm

9 y

since Dec 23, 2016

In the industry

23 y

since Jan 30, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••••• W••••• M••••••••• independent RIA current
since Dec 23, 2016 · Gig Harbor, Wa
C••••••• R•••• A••••••• independent RIA
Jul 15, 2013 to Feb 16, 2017 · Tacoma, Wa
O••••••••• • C•• I••• BD affiliated
Jan 9, 2012 to Jul 15, 2013 · Bellevue, Wa
C•••••• S••••• • C••• I••• national BD
Jul 10, 2003 to Jan 17, 2012 · Bellevue, Wa
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 4, 2003 to Jul 11, 2003 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

C••••••• R•••• A••••••• to M••••••• W••••• M•••••••••
left Feb 16, 2017, registered Dec 23, 2016 (-55 days) · Other · moved with a team
O••••••••• • C•• I••• to C••••••• R•••• A•••••••
left Jul 15, 2013, registered Jul 15, 2013 (0 days) · Other
C•••••• S••••• • C••• I••• to O••••••••• • C•• I•••
left Jan 17, 2012, registered Jan 9, 2012 (-8 days) · Other
A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••
left Jul 11, 2003, registered Jul 10, 2003 (-1 days) · Affiliated broker-dealer or bank to another

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address