DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• R•••• A•••••••
Legal name C••••••• R•••• A•••••••• L••
Latest filing Jul 8, 2026
First filing on the tape Dec 6, 2011 · 40 filings
SEC status approved since Nov 24, 2010
RAUM
$191M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$191M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$47.8M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$191M as of Jul 8, 2026
Mar 30, 2012$45.0M then
HNW client RAUM$100M as of Jul 8, 2026
Mar 29, 2018$225M then
State-registered IARs (5.B.3)0 as of Jul 8, 2026
Mar 30, 20120 then
Employees (5.A)6 as of Jul 8, 2026
Apr 1, 20138 then
Private funds1 as of Jul 8, 2026
Mar 30, 20121 then
RAUM +0.8% over the last fiscal year-23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 8, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $47.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $332,434derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -5.7%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $150M, 200 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$100M52%
- Individuals$90.6M47%
- Pooled investment vehicles$325,2090.2%
- Individual clients
- 203reported
- HNW clients
- 28reported
- Pension plan clients
- n/areported
- Charitable clients
- 0reported
- Accounts
- 575reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $150M for 200 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••••• J•••• A••••• | Tacoma, Wa | Nov 24, 2010 | 25 y | 1 |
| D••••• A•••• F•• | Burien, Wa | Nov 24, 2010 | 22 y | 3 |
| A••• Q•••••• Z••••••••Chartered Financial Consultant | Bellevue, Wa | Jun 15, 2016 | 25 y | 5 |
| C•••••• A••• S•••••• | Olympia, Wa | Aug 18, 2016 | 11 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M•••••• P•••••• K•••• to M•• A•• A••••••••• L••Aug 30, 2024 · RIA to a newly registered adviser
- G•••••• K•••••• S•••••• to A•• W••••• M••••••••• • C••••••••• S•••••••Dec 22, 2017 · Other
- A••••• T••••• P••••••• to P••••••• F•••••••• P•••••••• L••Dec 22, 2017 · Other
- N•••••••• J•••• A••••• to R•• C•••••• M••••••• L••Aug 25, 2017 · Other
- N•••••••• B••••••••• to L•• F•••••••• L••Jun 27, 2017 · Other
- J••• S•••••• G••••• to M••••••• W••••• M•••••••••Feb 16, 2017 · Other
- T••••• E••••• Z••••••• to M••••••• W••••• M•••••••••Feb 16, 2017 · Other
Joined, latest
- G•••••• K•••••• S•••••• from R•••••• I•••••••••Oct 13, 2016 · Other
- N•••••••• J•••• A••••• from F•••••••• A•••••••• I••••••••• M•••••••••Jun 20, 2016 · Other
- A••• Q•••••• Z•••••••• from B••• M••• W••••• A•••••••• L•••Jun 15, 2016 · Other
- M•••••• P•••••• K•••• from M••••• S•••••• I••••••••• M••••••••• I•••Jun 15, 2016 · Other
- T••••• E••••• Z••••••• from C•••••• S••••• • C••• I•••Aug 21, 2014 · Other
- J••• S•••••• G••••• from O••••••••• • C•• I•••Jul 15, 2013 · Other
- A••••• T••••• P••••••• from L•• F•••••••• L••Jul 10, 2012 · Other
- B••••••• J•••• A••••• from L•• F•••••••• L••Nov 24, 2010 · Other
- D••••• A•••• F•• from L•• F•••••••• L••Nov 24, 2010 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for M••••••• W••••• M•••••••••Feb 16, 2017 · Tacoma, Wa
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••• W•••• S•••••••• C••••••• F••• I• L•••no longer reported | Hedge Fund | $4.9M | 34 | Mar 30, 2012 |
| B••• W•••• I••••••••• F••• I•• L••• | Other Private Fund | $649,082 | 1 | Jun 21, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• B•••••••• J•••• · Acting Managing Member/Head Of Investment Committeecontrolsince 12/2023 · owns 25% to 50%
- K••••• M••••••• P•••••• · Membercontrolsince 12/2023 · owns 25% to 50%
- S••••••••• B••••• D•••• · Membercontrolsince 01/2014 · owns 25% to 50%
- M•••••••• J••••• L••• · Operations Manager/ Ccosince 06/2015 · owns less than 5%
- P••••••• D•••• · Membersince 11/2019 · owns 5% to 10%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tacoma, Wa · principal | 1 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bellevue, WA1 employees
- Burien, WA1 employees
What changed
consecutive filings, newest first
- Accounts · 693 to 575Mar 28, 2025 to Apr 2, 2026
- HNW clients · 30 to 28Mar 28, 2025 to Apr 2, 2026
- Individual clients · 215 to 203Mar 28, 2025 to Apr 2, 2026
- Pension plan clients · 0.0 to unsetMar 28, 2025 to Apr 2, 2026
- Pooled vehicle clients · 8 to 2Mar 28, 2025 to Apr 2, 2026
- Assets in custody · $75.9M to $150MMar 28, 2025 to Apr 2, 2026
- Discretionary RAUM · $181M to $188MMar 28, 2025 to Apr 2, 2026
- HNW RAUM · $97.9M to $100MMar 28, 2025 to Apr 2, 2026
- Individual RAUM · $87.7M to $90.6MMar 28, 2025 to Apr 2, 2026
- Non-discretionary RAUM · $8.1M to $3.5MMar 28, 2025 to Apr 2, 2026
- Pooled vehicle RAUM · $4.0M to $325,209Mar 28, 2025 to Apr 2, 2026
- RAUM · $190M to $191MMar 28, 2025 to Apr 2, 2026
- Accounts · 1,049 to 693Aug 30, 2024 to Mar 28, 2025
- HNW clients · 48 to 30Aug 30, 2024 to Mar 28, 2025
- Individual clients · 324 to 215Aug 30, 2024 to Mar 28, 2025
- Pooled vehicle clients · 23 to 8Aug 30, 2024 to Mar 28, 2025
- Assets in custody · $332M to $75.9MAug 30, 2024 to Mar 28, 2025
- Financial planning clients · 26-50 to 26-50Aug 30, 2024 to Mar 28, 2025
- Discretionary RAUM · $462M to $181MAug 30, 2024 to Mar 28, 2025
- HNW RAUM · $230M to $97.9MAug 30, 2024 to Mar 28, 2025
- Individual RAUM · $162M to $87.7MAug 30, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $10.2M to $8.1MAug 30, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $79.5M to $4.0MAug 30, 2024 to Mar 28, 2025
- RAUM · $472M to $190MAug 30, 2024 to Mar 28, 2025
- Advisory employees · 4 to 3Mar 4, 2024 to Aug 30, 2024
- Employees · 7 to 6Mar 4, 2024 to Aug 30, 2024
- Accounts · 1,052 to 1,049Oct 30, 2023 to Mar 4, 2024
- HNW clients · 46 to 48Oct 30, 2023 to Mar 4, 2024
- Individual clients · 334 to 324Oct 30, 2023 to Mar 4, 2024
- Pooled vehicle clients · 24 to 23Oct 30, 2023 to Mar 4, 2024
- Assets in custody · $297M to $332MOct 30, 2023 to Mar 4, 2024
- Discretionary RAUM · $417M to $462MOct 30, 2023 to Mar 4, 2024
- HNW RAUM · $201M to $230MOct 30, 2023 to Mar 4, 2024
- Individual RAUM · $146M to $162MOct 30, 2023 to Mar 4, 2024
- Non-discretionary RAUM · $9.4M to $10.2MOct 30, 2023 to Mar 4, 2024
- Pooled vehicle RAUM · $79.1M to $79.5MOct 30, 2023 to Mar 4, 2024
- RAUM · $426M to $472MOct 30, 2023 to Mar 4, 2024
- Accounts · 1,018 to 1,052Jan 31, 2022 to Mar 29, 2023
- Advisory activities · 4 to 5Jan 31, 2022 to Mar 29, 2023
- HNW clients · 45 to 46Jan 31, 2022 to Mar 29, 2023
Signals
3 dated events
- C••••••• R•••• A••••••• reported RAUM $189.6M, down 60% from $471.9M (2024-08-30 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- M•••••• P•••••• K•••• left C••••••• R•••• A••••••• for M•• A•• A••••••••• L•• (registered 2024-03-20)Aug 30, 2024 · Advisor changed firm · fact
- C••••••• R•••• A••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 22, 2016 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- C••••••• R•••• A••••••• · Independent Sponsorsshared crd · capital_provider
- C••••••• R•••• A••••••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 425-401-7220reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 253-589-1442reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 253-589-1401reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/C•••••••-R••••-ADVISORSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- columbiariveradvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (253) 589-1401reportedpublic record, Form ADV, Jul 8, 2026
- Contact form
- trustcra.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026