C•••••••• D• S•••••

U•• F•••••••• S••••••• I•••wirehousePalm Beach Gardens, Fl dual registrantIAPD 4120972

Feed of 09/15/2026

Also filed as C•••••••• A• D••••••••• A• D••••••••• D• S••••••••• S•••••

At current firm

0 y

since Feb 25, 2026

In the industry

25 y

since Jun 26, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Feb 25, 2026 · Palm Beach Gardens, Fl
M••••• S•••••• wirehouse
Apr 26, 2011 to Nov 12, 2025 · Potomac, Md
P••••••••• E••••• G••••• L•• unclassified
Jun 26, 2001 to Nov 12, 2002 · Coral Gables, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Nov 12, 2025, registered Feb 25, 2026 (105 days) · Wirehouse to wirehouse · moved with a team
P••••••••• E••••• G••••• L•• to M••••• S••••••
left Nov 12, 2002, registered Apr 26, 2011 (3087 days) · Other

Signals

••• Locked
Nov 12, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address