DFX Intelligence
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Registered advisor
J••••••• R•••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedGreensboro, Ncdual registrantIAPD 4121466
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as J••• R•••••••
At current firm
5 y
since Apr 16, 2021
In the industry
26 y
since Jun 30, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 16, 2021 · Greensboro, Nc
- W•••• F•••• A••••••• wirehouseApr 30, 2010 to Apr 21, 2021 · Greensboro, Nc
- M••••• S•••••• wirehouseJun 1, 2009 to May 4, 2010 · Greensboro, Nc
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Greensboro, Nc
- M••••• S•••••• D• I••• unclassifiedFeb 1, 2005 to Apr 2, 2007 · Greensboro, Nc
- W•••• F•••• A••••••• wirehouseJun 21, 2002 to Feb 2, 2005 · Greensboro, Nc
All 6 prior registrationsShow fewer
- W••••••• S••••••••• I••• unclassifiedMar 12, 2001 to Jun 21, 2002 · Greensboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 21, 2021, registered Apr 16, 2021 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to W•••• F•••• A•••••••left May 4, 2010, registered Apr 30, 2010 (-4 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M••••• S•••••• D• I•••left Feb 2, 2005, registered Feb 1, 2005 (-1 days) · Other
All 6 movesShow fewer
- W••••••• S••••••••• I••• to W•••• F•••• A•••••••left Jun 21, 2002, registered Jun 21, 2002 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address