RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M• S•••••• D•••
- Professional profile
- linkedin.com/in/shannon-dana-cfp%C2%AE-7169bb8reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- W•••••• W••••• M••••••••• L•• independent RIA currentsince Jun 22, 2016 · Greenwood Village, Co
- W•••••• W••••• M••••••••• L•• formerApr 22, 2016 to Jun 22, 2016 · Greenwood Village, Co
- C••••• A•••••• N••••••• L•• formerFeb 16, 2011 to Apr 26, 2016 · Greenwood Village, Co
- Q•• F•••••••• L•• unclassifiedNov 2, 2005 to Feb 11, 2011 · Greenwood Village, Co
- I•••••••• I••••••••• I••• formerJan 20, 2004 to Nov 4, 2005 · Englewood, Co
- R••••••• A•••• M••••••••• I••• unclassifiedNov 19, 2003 to Sep 28, 2004 · Englewood, Co
- U•• F•••••••• S••••••• I••• wirehouseMay 4, 2000 to Dec 17, 2002 · Denver, Co
- W•••••• W••••• M••••••••• L•• to W•••••• W••••• M••••••••• L••left Jun 22, 2016, registered Jun 22, 2016 (0 days) · corporate re-registration, not a move
- C••••• A•••••• N••••••• L•• to W•••••• W••••• M••••••••• L••left Apr 26, 2016, registered Apr 22, 2016 (-4 days) · Other
- Q•• F•••••••• L•• to C••••• A•••••• N••••••• L••left Feb 11, 2011, registered Feb 16, 2011 (5 days) · Other
- I•••••••• I••••••••• I••• to Q•• F•••••••• L••left Nov 4, 2005, registered Nov 2, 2005 (-2 days) · Other
- R••••••• A•••• M••••••••• I••• to I•••••••• I••••••••• I•••left Sep 28, 2004, registered Jan 20, 2004 (-252 days) · Other
- U•• F•••••••• S••••••• I••• to R••••••• A•••• M••••••••• I•••left Dec 17, 2002, registered Nov 19, 2003 (337 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address