DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ip Financial Advisory Services LLC
Latest filing Jun 30, 2026
First filing on the tape Sep 12, 2019 · 98 filings
SEC status approved since Oct 17, 2019
RAUM
$481M
reported, Item 5.F
Discretionary
54%
of RAUM
Private clients
100%
$481M individuals and HNW
Advisors
133
registered through the firm on IAPD
RAUM per advisor
$3.6M
derived; firm RAUM over IAPD count
Employees
112
112 advisory (5.B.1)
Offices
28
beyond the principal office
Private funds
0
reported on Schedule D
History
98 filings and snapshots on the tape
RAUM$481M as of Jun 30, 2026
May 1, 2020$70.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)112 as of Jun 30, 2026
May 1, 202059 then
Employees (5.A)112 as of Jun 30, 2026
May 1, 202059 then
Private funds: no history
RAUM +5.5% over the last fiscal year+24% a year over threeIARs 112 to 112
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
- RAUM per advisor
- $3.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $179,225derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 54%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 4.6derived29 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$481M100%
- Individual clients
- 2,001reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,686reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=86.0derived
Advisors registered through the firm
129 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeff Kantor | Charlotte, Nc | Dec 10, 2019 | 30 y | 3 |
| Anthony W Hinds-FritzCertified Financial Planner, Chartered Financial Consultant | Charlotte, Nc | Jan 8, 2020 | 17 y | 0 |
| Eric Jose Medina | Mokena, Il | Jan 9, 2020 | 40 y | 5 |
| Bruce Michael Devoogd | Katy, Tx | Jan 9, 2020 | 21 y | 1 |
| Donald Leroy Silberman | Williston, Fl | Jan 9, 2020 | 23 y | 4 |
| Matthew Lee Greiner | Charlotte, Nc | Jan 10, 2020 | 16 y | 2 |
| Jeffrey Joseph Scrimenti | Charlotte, Nc | Jan 10, 2020 | 39 y | 3 |
| Malik Pearson | Charlotte, Nc | Jan 15, 2020 | 31 y | 1 |
| Stace J Jensen | No Lehi, Ut | Feb 4, 2020 | 23 y | 3 |
| Chase John Carlin | Salt Lake City, Ut | Feb 4, 2020 | 14 y | 2 |
| Steven Ari Hoffman | Charlotte, Nc | Feb 5, 2020 | 34 y | 0 |
| Glenn Robert DavidowCertified Financial Planner | Woodland Hills, Ca | Feb 5, 2020 | 47 y | 1 |
| Thomas John Adolph | Charlotte, Nc | Feb 6, 2020 | 26 y | 3 |
| Celestine Emejuru Njoku | Olahoma City, Ok | Feb 6, 2020 | 22 y | 1 |
| Brian Joseph Mock | Peoria, Az | Feb 12, 2020 | 35 y | 2 |
| Guillermo Fidel Nodarse | Charlotte, Nc | Feb 18, 2020 | 42 y | 2 |
| Melvin Dale Brooks | Charlotte, Nc | Feb 20, 2020 | 40 y | 2 |
| Zachary Darrin Rioux | Charlotte, Nc | Feb 25, 2020 | 17 y | 0 |
| David Patrick Chandler | Henderson, Nv | May 27, 2020 | 19 y | 9 |
| Earl C Mccrary | Daytona Beach, Fl | Jul 15, 2020 | 42 y | 6 |
| Jacquelyn Diane Robinson | Bolivar, Pa | Jul 15, 2020 | 35 y | 2 |
| Daniel A Odigie | West Palm Beach, Fl | Aug 3, 2020 | 31 y | 4 |
| Aaron Andrew Berman | Miami, Fl | Aug 24, 2020 | 25 y | 5 |
| Sophearath Uoy | Broadlands, Va | Sep 17, 2020 | 11 y | 0 |
| Dale A Pope | Charlotte, Nc | Oct 30, 2020 | 43 y | 3 |
| Shawn Garand WebbCertified Financial Planner | Charlotte, Nc | Nov 4, 2020 | 27 y | 5 |
| Morris Kaufman | Charlotte, Nc | Nov 4, 2020 | 30 y | 2 |
| Theodore Leonard Brooks | Charlotte, Nc | Feb 5, 2021 | 32 y | 9 |
| Yingqi Linghu | Charlotte, Nc | Feb 9, 2021 | 10 y | 2 |
| Brian Cvetkovski | Farmington Hills, Mi | Mar 9, 2021 | 13 y | 0 |
| Michael Paulding Thomas | Mission Viejo, Ca | Apr 22, 2021 | 34 y | 2 |
| Zaven Andrew Yarumian | Natick, Ma | Apr 23, 2021 | 13 y | 1 |
| James Cofer Winters | Charlotte, Nc | Apr 26, 2021 | 41 y | 3 |
| Larry Sanders | Charlotte, Nc | May 20, 2021 | 21 y | 1 |
| Michael Anthony Millard | Sioux Falls, Sd | Jun 3, 2021 | 17 y | 4 |
| Charles Edward HowellCertified Financial Planner | Hollywood, Fl | Jun 4, 2021 | 35 y | 5 |
| Michael Francis Byers | Charlotte, Nc | Jun 8, 2021 | 51 y | 1 |
| Paul Michael Hayes | Dunedin, Fl | Jul 6, 2021 | 15 y | 0 |
| William Duval White | Midlothian, Va | Jul 9, 2021 | 45 y | 2 |
| Paul Donald Graffy | Homer Glen, Il | Jul 23, 2021 | 42 y | 5 |
Advisor movement
4 left, 20 joined in 12 months
net +16 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 3.0% of current headcount25 left over 36 months
Left, latest
- John Harrigan to Citizens Securities, Inc.Jun 30, 2026 · RIA to affiliated broker-dealer or bank
- James Moss Madden to Csenge Advisory Group, LLCApr 9, 2026 · RIA to RIA
- Timothy Ballard White to Vanderbilt Advisory ServicesFeb 9, 2026 · RIA to affiliated broker-dealer or bank
- Joseph Anthony Salemi to Raymond James Financial Services Advisors, IncDec 10, 2025 · RIA to affiliated broker-dealer or bank
- Brian Lon Biederman to Innovation Partners LLCSep 12, 2025 · RIA to affiliated broker-dealer or bank
- Saundra Hudspeth to USA Financial Securities LLCSep 5, 2025 · RIA to RIA
- Steven John Woodruff to Venture Financial Advisors, LLCAug 7, 2025 · RIA to a state-registered adviser
- Jon Anthony Hoyle to Zero Day Capital Enterprises LLCJun 26, 2025 · RIA to RIA
- Robert Leroy Gardner to Gradient Advisors, LLCJun 10, 2025 · RIA to RIA
- David Kim to Illumination Wealth ManagementApr 29, 2025 · RIA to RIA
- Brian Engle to Cetera Investment Advisers LLCMar 19, 2025 · Affiliated broker-dealer or bank to another
- Stuart Blake Petty to Core PlanningMar 12, 2025 · Affiliated broker-dealer or bank to independent RIA
- Carlos Robert Romero to Osaic Wealth, Inc.Mar 7, 2025 · Affiliated broker-dealer or bank to another
- Tracey Dean to Oneamerica Securities, Inc.Mar 3, 2025 · Affiliated broker-dealer or bank to another
- Korosh Ataei to Symphony Financial, Ltd. Co.Jan 30, 2025 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Bradley Alan Morris from Lifemark Securities Corp.Aug 31, 2026 · Affiliated broker-dealer or bank to independent RIA
- Deborah Claire Anselmo from Brian Low Financial Group, LLCMay 26, 2026 · RIA to RIA
- Jeri Margolis Glazer from Park Avenue Securities LLCMay 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- Arthur James Johnson from U.S. Bancorp Advisors, LLCApr 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Eric Jason Stroehle from Osaic Wealth, Inc.Mar 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Gregory Allen Swoverland from Ameriprise Financial Services, LLCFeb 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- Clayton Albert Cornhall from Park Avenue Securities LLCFeb 5, 2026 · Affiliated broker-dealer or bank to independent RIA
- Yu Yeung Li from B. Riley Wealth Advisors, Inc.Feb 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Joshua Sousa Pacheco from Axis Wealth Partners, LLCJan 27, 2026 · RIA to RIA
- Robert Leroy Gardner from Gradient Advisors, LLCJan 20, 2026 · RIA to RIA
- Edward Santo Finocchiaro from Allspring Funds Management, LLCJan 14, 2026 · Other
- Scott Lawrence Olson from Independent Financial Group, LLCJan 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Mark Charles Weatherly from Kingsview Wealth Management, LLCDec 23, 2025 · RIA to RIA
- David Block from Cetera Investment Advisers LLCDec 15, 2025 · Affiliated broker-dealer or bank to independent RIA
- Martha Delgado from Paradigm Institutional InvestorsDec 4, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Ele Advisory Services, IncFeb 24, 2020 · Charlotte, Nc
- 2 joined from Creative Financial Designs, Inc.Dec 19, 2019 · Mokena, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lei Jiao · Finop, Ccocontrolsince 03/2022 · owns less than 5%
- Ann Kelly King · Presidentcontrolsince 01/2023 · owns less than 5%
- Mcdonald Anthony Lawrence · Co-President, Mga And Systems Operationscontrolsince 09/2019 · owns less than 5%
- Qian Zheng · Finance Analystsince 09/2020 · owns less than 5%
Entity owners
- Ipfas Holdings LLC · Stockholderdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlotte, Nc · principal | 133 | 31 | 1 | ||
| Chicago, Il | 3 | 0 | 0 | ||
| New York, Ny | 3 | 2 | 0 | ||
| Folsom, Ca | 2 | 1 | 0 | ||
| Westport, Ma | 2 | 1 | 0 | ||
| Woodland Hills, Ca | 2 | 0 | 0 | ||
| Huntington Beach, Ca | 2 | 1 | 0 | ||
| Mokena, Il | 2 | 0 | 0 | ||
| Farmington Hills, Mi | 2 | 0 | 0 | ||
| Reno, Nv | 2 | 1 | 0 | ||
| Dallas, Tx | 2 | 1 | 0 | ||
| Byron Center, Mi | 2 | 0 | 0 | ||
| Dunedin, Fl | 2 | 0 | 0 | ||
| Ashburn, Va | 2 | 1 | 0 | ||
| Irvine, Ca | 2 | 0 | 0 | ||
| Houston, Tx | 1 | 1 | 1 | ||
| Greenville, Sc | 1 | 1 | 0 | ||
| Henderson, Nv | 1 | 0 | 0 | ||
| Old Tappan, Nj | 0 | 0 | 0 | ||
| Chicopee, Ma | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Centennial, CO4 employees
- Farmington Hills, MI2 employees
- Henderson, NV2 employees
- Shelby Charter Twp, MI1 employees
- Salt Lake City, UT1 employees
- Reno, NV1 employees
- Oklahoma City, OK1 employees
- Henderson, NV1 employees
- Panama City, FL1 employees
- Eagle, ID1 employees
- Hollywood, FL1 employees
- Mt Pleasant, SC1 employees
- Brandon, MS1 employees
- Hendereson, NV1 employees
- Fort Myers, FL1 employees
- Peoria, AZ1 employees
- Greensburg, PA1 employees
- North Haven, DE1 employees
- Raliegh, NC1 employees
- Dunedin, FL1 employees
- Melbourne, FL1 employees
- Riverside, CA1 employees
- Kalispell, MT1 employees
- Farmington Hills, MI1 employees
- Byron Center, MI1 employees
What changed
consecutive filings, newest first
- Accounts · 2,887 to 2,686Feb 23, 2026 to Mar 31, 2026
- Individual clients · 2,041 to 2,001Feb 23, 2026 to Mar 31, 2026
- Discretionary RAUM · $282M to $259MFeb 23, 2026 to Mar 31, 2026
- Individual RAUM · $456M to $481MFeb 23, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $174M to $223MFeb 23, 2026 to Mar 31, 2026
- RAUM · $456M to $481MFeb 23, 2026 to Mar 31, 2026
- Financial planning clients · 11-25 to 11-25Mar 31, 2025 to Jun 26, 2025
- Accounts · 2,290 to 2,887Mar 3, 2025 to Mar 31, 2025
- Advisory employees · 92 to 112Mar 3, 2025 to Mar 31, 2025
- Individual clients · 1,601 to 2,041Mar 3, 2025 to Mar 31, 2025
- Employees · 92 to 112Mar 3, 2025 to Mar 31, 2025
- State-registered IARs · 92 to 112Mar 3, 2025 to Mar 31, 2025
- Discretionary RAUM · $192M to $282MMar 3, 2025 to Mar 31, 2025
- Individual RAUM · $297M to $456MMar 3, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $105M to $174MMar 3, 2025 to Mar 31, 2025
- RAUM · $297M to $456MMar 3, 2025 to Mar 31, 2025
- Related broker-dealer · true to falseMar 3, 2025 to Mar 31, 2025
- Accounts · 2,025 to 2,290Mar 25, 2024 to Apr 1, 2024
- Individual clients · 1,401 to 1,601Mar 25, 2024 to Apr 1, 2024
- Discretionary RAUM · $186M to $192MMar 25, 2024 to Apr 1, 2024
- Individual RAUM · $250M to $297MMar 25, 2024 to Apr 1, 2024
- Non-discretionary RAUM · $64.3M to $105MMar 25, 2024 to Apr 1, 2024
- RAUM · $250M to $297MMar 25, 2024 to Apr 1, 2024
- Accounts · 1,483 to 2,025Mar 24, 2023 to Mar 31, 2023
- Advisory employees · 90 to 92Mar 24, 2023 to Mar 31, 2023
- BD registered reps · 88 to 86Mar 24, 2023 to Mar 31, 2023
- Individual clients · 1,483 to 1,401Mar 24, 2023 to Mar 31, 2023
- Employees · 90 to 92Mar 24, 2023 to Mar 31, 2023
- Financial planning clients · 0 to 11-25Mar 24, 2023 to Mar 31, 2023
- State-registered IARs · 90 to 92Mar 24, 2023 to Mar 31, 2023
- Discretionary RAUM · $175M to $186MMar 24, 2023 to Mar 31, 2023
- Individual RAUM · $241M to $250MMar 24, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $66.0M to $64.3MMar 24, 2023 to Mar 31, 2023
- RAUM · $241M to $250MMar 24, 2023 to Mar 31, 2023
- Other offices · 9 to 28Sep 17, 2022 to Sep 26, 2022
- Other offices · 8 to 9Sep 16, 2022 to Sep 17, 2022
- Discretionary RAUM · $175M to $175MMar 14, 2022 to Mar 24, 2022
- Individual RAUM · $241M to $241MMar 14, 2022 to Mar 24, 2022
- Non-discretionary RAUM · $66.0M to $66.0MMar 14, 2022 to Mar 24, 2022
- RAUM · $241M to $241MMar 14, 2022 to Mar 24, 2022
Signals
44 dated events
- John Harrigan left Ip Financial Advisory Services Llc for Citizens Securities, Inc. (registered 2026-07-21)Jun 30, 2026 · Advisor changed firm · fact
- James Moss Madden left Ip Financial Advisory Services Llc for Csenge Advisory Group, Llc (registered 2025-06-07)Apr 9, 2026 · Advisor changed firm · fact
- Kayla Alexandra Tolunay no longer registered at Ip Financial Advisory Services Llc; no later IA registration on IAPDFeb 17, 2026 · Advisor departure · fact
- Timothy Ballard White left Ip Financial Advisory Services Llc for Vanderbilt Advisory Services (registered 2026-02-17)Feb 9, 2026 · Advisor changed firm · fact
- Joseph Anthony Salemi left Ip Financial Advisory Services Llc for Raymond James Financial Services Advisors, Inc (registered 2026-01-07)Dec 10, 2025 · Advisor changed firm · fact
- Brian Lon Biederman left Ip Financial Advisory Services Llc for Innovation Partners Llc (registered 2021-08-20)Sep 12, 2025 · Advisor changed firm · fact
- Saundra Hudspeth left Ip Financial Advisory Services Llc for Usa Financial Securities Llc (registered 2026-02-23)Sep 5, 2025 · Advisor changed firm · fact
- Steven John Woodruff left Ip Financial Advisory Services Llc for Venture Financial Advisors, Llc (registered 2025-09-25)Aug 7, 2025 · Advisor changed firm · fact
- Jon Anthony Hoyle left Ip Financial Advisory Services Llc for Zero Day Capital Enterprises Llc (registered 2025-06-30)Jun 26, 2025 · Advisor changed firm · fact
- Robert Leroy Gardner left Ip Financial Advisory Services Llc for Gradient Advisors, Llc (registered 2025-04-23)Jun 10, 2025 · Advisor changed firm · fact
- David Kim left Ip Financial Advisory Services Llc for Illumination Wealth Management (registered 2025-09-03)Apr 29, 2025 · Advisor changed firm · fact
- Ip Financial Advisory Services Llc reported RAUM $456.1M, up 54% from $297.0M (2025-03-03 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Ip Financial Advisory Services Llc reported 112 state-registered advisory representatives, up from 92 (2025-03-03 to 2025-03-31)Mar 31, 2025 · Advisor headcount change · derived
- Brian Engle left Ip Financial Advisory Services Llc for Cetera Investment Advisers Llc (registered 2025-03-17)Mar 19, 2025 · Advisor changed firm · fact
- Stuart Blake Petty left Ip Financial Advisory Services Llc for Core Planning (registered 2025-03-10)Mar 12, 2025 · Advisor changed firm · fact
- Carlos Robert Romero left Ip Financial Advisory Services Llc for Osaic Wealth, Inc. (registered 2025-03-03)Mar 7, 2025 · Advisor changed firm · fact
- Tracey Dean left Ip Financial Advisory Services Llc for Oneamerica Securities, Inc. (registered 2025-04-07)Mar 3, 2025 · Advisor changed firm · fact
- Korosh Ataei left Ip Financial Advisory Services Llc for Symphony Financial, Ltd. Co. (registered 2025-01-07)Jan 30, 2025 · Advisor changed firm · fact
- Steven Christopher Nootbaar left Ip Financial Advisory Services Llc for Osaic Wealth, Inc. (registered 2025-01-16)Jan 30, 2025 · Advisor changed firm · fact
- Ryan Michael Filiaggi left Ip Financial Advisory Services Llc for Sgl Financial, Llc (registered 2024-04-18)Jan 30, 2025 · Advisor changed firm · fact
- Robert Ernest Young left Ip Financial Advisory Services Llc for Vanhov Wealth Partners Llc (registered 2024-10-23)Dec 24, 2024 · Advisor changed firm · fact
- Nadezda A Timokhova left Ip Financial Advisory Services Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-01-02)Dec 18, 2024 · Advisor changed firm · fact
- Steven Gerard Tornatore left Ip Financial Advisory Services Llc for Supreme Alliance Llc (registered 2024-10-25)Jul 5, 2024 · Advisor changed firm · fact
- David Block left Ip Financial Advisory Services Llc for Stirlingshire Investments (registered 2024-05-28)May 30, 2024 · Advisor changed firm · fact
- Shayna Leanne Fossum left Ip Financial Advisory Services Llc for Impact Partnership Wealth, Llc (registered 2024-04-12)May 20, 2024 · Advisor changed firm · fact
- Jesse L Perry left Ip Financial Advisory Services Llc for Freedom Investment Management, Inc. (registered 2023-12-11)Jan 18, 2024 · Advisor changed firm · fact
- Earl Gregory Smith (Chief Compliance Officer) no longer on Schedule A of Ip Financial Advisory Services Llc (listed 2023-11-27, absent 2023-12-04)Dec 4, 2023 · Control person left · inference
- Ann Kelly King (President) appeared on Schedule A of Ip Financial Advisory Services LlcNov 27, 2023 · Control person joined · fact
- Jeri Margolis Glazer left Ip Financial Advisory Services Llc for Ameriprise Financial Services, Llc (registered 2023-11-15)Nov 15, 2023 · Advisor changed firm · fact
- Benjjamin K Zales left Ip Financial Advisory Services Llc for Wealth Watch Advisors, Inc (registered 2026-05-05)Oct 24, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 704-708-5461reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- ipfinancialservicesllc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 980-326-3335reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026