DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
E••••••• I••••••••• P••••••• L••
Latest filing Apr 17, 2026
First filing on the tape Dec 12, 2018 · 27 filings
SEC status approved since Jan 28, 2019
RAUM
$2.8B
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
5.2%
$147M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$404M
derived; firm RAUM over IAPD count
Employees
27
27 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$2.8B as of Apr 17, 2026
May 29, 2019$6.1B then
HNW client RAUM$2.4M as of Apr 17, 2026
May 29, 2019$206M then
State-registered IARs (5.B.3)3 as of Apr 17, 2026
May 29, 20191 then
Employees (5.A)27 as of Apr 17, 2026
May 29, 201921 then
Private funds2 as of Apr 17, 2026
Mar 28, 20221 then
RAUM -7.3% over the last fiscal year+28% a year over threeIARs 4 to 3offices 3 to 2
Practice profile
derived from the filing of Apr 17, 2026; every figure names its basis
- RAUM per advisor
- $404MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $50,167derivedHNW RAUM over HNW clients
- Average account
- $13.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.9derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -23%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.4B64%
- Pension and profit-sharing plans$395M18%
- Individuals$145M6.7%
- Pooled investment vehicles$120M5.5%
- Corporations and businesses$109M5.1%
- High-net-worth individuals$2.4M0.1%
- Individual clients
- 117reported
- HNW clients
- 47reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 211reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $64.1M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.05 fund_share=0.53 institutional_share=0.14 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• W•••••• M••••• | New Canaan, Ct | Apr 11, 2019 | 34 y | 1 |
| R•••••• A• S••• | Beverly, Ma | Jul 15, 2021 | 35 y | 1 |
| J••••• S••••••••Chartered Financial Analyst | Beverly, Ma | Jul 15, 2021 | 26 y | 1 |
| P••••• J•• G•••••••••Chartered Financial Analyst | Sewickley, Pa | Jul 15, 2021 | 10 y | 1 |
| P••• B•••••• C••••••• | Beverly, Ma | Mar 25, 2025 | 32 y | 6 |
| K•••• A•••• H••••••Chartered Financial Analyst | Beverly, Ma | Apr 13, 2026 | 12 y | 2 |
| J••• D•••••• C•••••••• | Beverly, Ma | Apr 16, 2026 | 26 y | 4 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount1 left over 36 months
Left, latest
- B•••• M••••• L•••• to A•• A••••• C•••••• R•••••••• L••Jun 9, 2026 · Other
Joined, latest
- J••• D•••••• C•••••••• from A••••••• A•••• M••••••••• I•••Apr 16, 2026 · Other
- K•••• A•••• H•••••• from R••••••••• C•••••• M•••••••••Apr 13, 2026 · Other
- P••• B•••••• C••••••• from J••• H•••••• I••••••••• M••••••••• L••Mar 25, 2025 · Other
- B•••• M••••• L•••• from J••• H•••••• I••••••••• M••••••••• L••Dec 15, 2023 · Other
- P••••• J•• G••••••••• from S••• C•••••• M••••••••• L•••Jul 15, 2021 · Other
- R•••••• A• S••• from S••• C•••••• M••••••••• L•••Jul 15, 2021 · Other
- J••••• S•••••••• from S••• C•••••• M••••••••• L•••Jul 15, 2021 · Other
- J••• W•••••• M••••• from B•• A•••• M••••••••• I•••Apr 11, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S••• C•••••• M••••••••• L•••Jul 26, 2021 · Sewickley, Pa
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••• C•••••• I••••••••• P••••••• L• | Hedge Fund | $55.9M | 25 | Mar 15, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••• D••••••• W•••••• · Chairmancontrolsince 11/2018 · owns less than 5%
- J•••••• K••••••• G• · General Counsel, Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- M•••••• A••••• · Chief Operating Officercontrolsince 05/2021 · owns less than 5%
- M•••••••• M•••••• · Chief Financial Officercontrolsince 10/2023 · owns less than 5%
- M•••••• J•••• W•••••• · Co-Chief Investment Officercontrolsince 03/2019 · owns less than 5%
- S•••• R•••••• · Co-Chief Investment Officercontrolsince 07/2021 · owns less than 5%
- C••••• D••••••• W•••••• · Membercontrolsince 03/2019 · owns 75% or more of E••••••• C••••••• L••
Entity owners
- L• P••••••• H••••••• L•• · Memberdirect · owns 75% or more
- E••••••• A•••• M••••••••• G• L•• · General Partnerindirect · owns F of E••••••• A•••• M••••••••• L•
- E••••••• A•••• M••••••••• H••••••• L•• · Ownerindirect · owns 75% or more of L• P••••••• H••••••• I• L••
- E••••••• A•••• M••••••••• L• · Memberindirect · owns 75% or more of E••••••• A•••• M••••••••• H••••••• L••
- E••••••• C••••••• L•• · Limited Partnerindirect · owns 75% or more of E••••••• A•••• M••••••••• L•
- L• P••••••• H••••••• I• L•• · Memberindirect · owns 75% or more of L• P••••••• H••••••• L••
Related persons
Schedule D 7.A
- E••••••• E•• R••• S•••••••• L••investment advisern
- E••••••• I••••••••• P••••••• G• L••pooled vehicle sponsory
- E••••••• S••••••••• L••broker-dealern
- S••••••• A•••• M••••••••• L••investment advisernRAUM $42.2M
Advisers that list E••••••• I••••••••• P••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beverly, Ma · principal | 6 | 2 | 1 | ||
| Sewickley, Pa | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Sewickley, PA9 employees
- New Canaan, CT2 employees
- New York City, NY
What changed
consecutive filings, newest first
- Accounts · 274 to 211Mar 31, 2025 to Apr 17, 2026
- Advisory employees · 23 to 27Mar 31, 2025 to Apr 17, 2026
- BD registered reps · 4 to 6Mar 31, 2025 to Apr 17, 2026
- Corporate clients · 24 to 23Mar 31, 2025 to Apr 17, 2026
- HNW clients · 66 to 47Mar 31, 2025 to Apr 17, 2026
- Individual clients · 148 to 117Mar 31, 2025 to Apr 17, 2026
- Pension plan clients · 6 to 1Mar 31, 2025 to Apr 17, 2026
- Pooled vehicle clients · 5 to 2Mar 31, 2025 to Apr 17, 2026
- Employees · 36 to 27Mar 31, 2025 to Apr 17, 2026
- State-registered IARs · 4 to 3Mar 31, 2025 to Apr 17, 2026
- Other offices · 3 to 2Mar 31, 2025 to Apr 17, 2026
- Private funds · 1 to 2Mar 31, 2025 to Apr 17, 2026
- Discretionary RAUM · $2.4B to $2.2BMar 31, 2025 to Apr 17, 2026
- HNW RAUM · $224M to $2.4MMar 31, 2025 to Apr 17, 2026
- Individual RAUM · $50.1M to $145MMar 31, 2025 to Apr 17, 2026
- Non-discretionary RAUM · $621M to $670MMar 31, 2025 to Apr 17, 2026
- Pension RAUM · $424M to $395MMar 31, 2025 to Apr 17, 2026
- Pooled vehicle RAUM · $230M to $120MMar 31, 2025 to Apr 17, 2026
- RAUM · $3.1B to $2.8BMar 31, 2025 to Apr 17, 2026
- Wrap assets (manager) · $61.1M to $64.1MMar 31, 2025 to Apr 17, 2026
- Accounts · 323 to 274Jan 3, 2025 to Mar 31, 2025
- Advisory employees · 14 to 23Jan 3, 2025 to Mar 31, 2025
- BD registered reps · 0 to 4Jan 3, 2025 to Mar 31, 2025
- Corporate clients · 26 to 24Jan 3, 2025 to Mar 31, 2025
- HNW clients · 52 to 66Jan 3, 2025 to Mar 31, 2025
- Individual clients · 212 to 148Jan 3, 2025 to Mar 31, 2025
- Pension plan clients · 8 to 6Jan 3, 2025 to Mar 31, 2025
- Pooled vehicle clients · 1 to 5Jan 3, 2025 to Mar 31, 2025
- Employees · 19 to 36Jan 3, 2025 to Mar 31, 2025
- Financial planning clients · 0 to 0Jan 3, 2025 to Mar 31, 2025
- State-registered IARs · 5 to 4Jan 3, 2025 to Mar 31, 2025
- Discretionary RAUM · $2.1B to $2.4BJan 3, 2025 to Mar 31, 2025
- HNW RAUM · $130M to $224MJan 3, 2025 to Mar 31, 2025
- Individual RAUM · $69.3M to $50.1MJan 3, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $710M to $621MJan 3, 2025 to Mar 31, 2025
- Pension RAUM · $430M to $424MJan 3, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $264M to $230MJan 3, 2025 to Mar 31, 2025
- RAUM · $2.8B to $3.1BJan 3, 2025 to Mar 31, 2025
- Related adviser · true to falseJan 3, 2025 to Mar 31, 2025
- Wrap assets (manager) · $710M to $61.1MJan 3, 2025 to Mar 31, 2025
Signals
23 dated events
- B•••• M••••• L•••• left E••••••• I••••••••• P••••••• L•• for A•• A••••• C•••••• R•••••••• L•• (registered 2026-06-09)Jun 9, 2026 · Advisor changed firm · fact
- E••••••• I••••••••• P••••••• L•• reported RAUM $2.8B, up 110% from $1.3B (2023-07-10 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- Michael Montague (Chief Financial Officer) appeared on Schedule A of E••••••• I••••••••• P••••••• L••Mar 30, 2024 · Control person joined · fact
- Christopher Joseph Iraci (Chief Compliance Officer) no longer on Schedule A of E••••••• I••••••••• P••••••• L•• (listed 2023-03-31, absent 2023-05-12)May 12, 2023 · Control person left · inference
- E••••••• I••••••••• P••••••• L•• reported RAUM $1.3B, down 51% from $2.7B (2022-11-30 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- A••••• S••••• (Chief Operating Officer) appeared on Schedule A of E••••••• I••••••••• P••••••• L••Mar 28, 2022 · Control person joined · fact
- Richard Snow (Co-Chief Investment Officer) appeared on Schedule A of E••••••• I••••••••• P••••••• L••Mar 28, 2022 · Control person joined · fact
- G Kenneth Juster (General Counsel) appeared on Schedule A of E••••••• I••••••••• P••••••• L••Mar 28, 2022 · Control person joined · fact
- E••••••• I••••••••• P••••••• L•• reported RAUM $3.1B, up 40% from $2.2B (2021-06-10 to 2021-08-20)Aug 20, 2021 · RAUM change · derived
- F•••• E••• C•••••••• (Chief Compliance Officer) no longer on Schedule A of E••••••• I••••••••• P••••••• L•• (listed 2021-03-31, absent 2021-06-10)Jun 10, 2021 · Control person left · inference
- Christopher Joseph Iraci (Chief Compliance Officer) appeared on Schedule A of E••••••• I••••••••• P••••••• L••Jun 10, 2021 · Control person joined · fact
- E••••••• I••••••••• P••••••• L•• reported RAUM $2.2B, down 60% from $5.4B (2021-03-05 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Yitzhak Avshalom Kalichstein (Member) no longer on Schedule A of E••••••• I••••••••• P••••••• L•• (listed 2020-06-24, absent 2020-11-03)Nov 3, 2020 · Control person left · inference
- Kay Grace Bosserman (Chief Operating Officer) no longer on Schedule A of E••••••• I••••••••• P••••••• L•• (listed 2019-10-15, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Scott Richard Root (Chief Financial Officer) no longer on Schedule A of E••••••• I••••••••• P••••••• L•• (listed 2019-05-29, absent 2019-10-15)Oct 15, 2019 · Control person left · inference
- Adam Glenn Aigen (Chief Executive Officer) no longer on Schedule A of E••••••• I••••••••• P••••••• L•• (listed 2019-05-29, absent 2019-10-15)Oct 15, 2019 · Control person left · inference
- F•••• E••• C•••••••• (Chief Compliance Officer) appeared on Schedule A of E••••••• I••••••••• P••••••• L••Oct 15, 2019 · Control person joined · fact
- F•••• E••• C•••••••• (Chief Compliance Officer) no longer on Schedule A of E••••••• I••••••••• P••••••• L•• (listed 2019-01-14, absent 2019-04-09)Apr 9, 2019 · Control person left · inference
- Scott Richard Root (Chief Financial Officer) appeared on Schedule A of E••••••• I••••••••• P••••••• L••Apr 9, 2019 · Control person joined · fact
- Kay Grace Bosserman (Chief Operating Officer) appeared on Schedule A of E••••••• I••••••••• P••••••• L••Apr 9, 2019 · Control person joined · fact
- Adam Glenn Aigen (Chief Executive Officer) appeared on Schedule A of E••••••• I••••••••• P••••••• L••Apr 9, 2019 · Control person joined · fact
- William John Murphy (Chief Investment Officer) appeared on Schedule A of E••••••• I••••••••• P••••••• L••Apr 9, 2019 · Control person joined · fact
- E••••••• A••••••••• I• L•• filed its initial SEC registration (Form ADV)Dec 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E••••••• I••••••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- E••••••• I••••••••• P••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- easterlyam.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-231-4300reportedpublic record, Form ADV, Apr 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $404Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026