DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q•••••• F•••••••• P••••••• L••
Latest filing Sep 4, 2026
First filing on the tape Jan 26, 2026 · 5 filings
SEC status approved since Feb 26, 2026
RAUM
$149M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
53%
$78.1M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$21.2M
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$149M as of Jun 17, 2026
Jan 26, 2026$149M then
HNW client RAUM$53.6M as of Jun 17, 2026
Jan 26, 2026$53.6M then
State-registered IARs (5.B.3)7 as of Jun 17, 2026
Jan 26, 20266 then
Employees (5.A)9 as of Jun 17, 2026
Jan 26, 20268 then
Private funds1 as of Jun 17, 2026
Jan 26, 20261 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $21.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $278,200derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$53.6M57%
- Individuals$24.4M26%
- Pooled investment vehicles$9.6M10%
- Charitable organizations$7.1M7.5%
- Individual clients
- 274reported
- HNW clients
- 42reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 534reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.53 fund_share=0.06 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• H• M•••• | Overland Park, Ks | Jan 12, 2006 | 26 y | 4 |
| J•••••• A••• W•••• | Overland Park, Ks | Apr 17, 2006 | 26 y | 3 |
| D•••• S• B•••••• | Overland Park, Ks | Feb 23, 2016 | 21 y | 3 |
| B•••• A•••• R••••• | Overland Park, Ks | Mar 11, 2016 | 15 y | 1 |
| A••• L••• M••••••• | Omaha, Ne | Feb 6, 2018 | 15 y | 3 |
| N••••••• T•••• R••••• | Overland Park, Ks | Jan 2, 2025 | 11 y | 1 |
| C•••••• H•••• K•••Certified Financial Planner | Overland Park, Ks | Apr 17, 2026 | 22 y | 6 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••• J•••• P•••• to P•••• S••••••••• L••Feb 6, 2017 · Other
- R•••••• E••••• F••••• to C••••••••• S••••••••• L••Jun 1, 2006 · RIA to RIA
Joined, latest
- C•••••• H•••• K••• from A•••• W••••• M••••••••• L••Apr 17, 2026 · RIA to RIA
- N••••••• T•••• R••••• from W•••• F•••• A•••••••Jan 2, 2025 · Wirehouse to independent RIA
- B•••• A•••• R••••• from E••••• J••••Mar 11, 2016 · Affiliated broker-dealer or bank to independent RIA
- D•••• S• B•••••• from M• H••••••• S••••••••• I•••Feb 23, 2016 · Other
- J••••• J•••• P•••• from A••••••• F•••••••• A•••••••• L••Jan 7, 2016 · Other
- R•••••• E••••• F••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Apr 17, 2006 · Other
- J•••••• A••• W•••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Apr 17, 2006 · Other
- K•••••• H• M•••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Jan 12, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• A•••• L••• · Cco/Membercontrolsince 10/2018 · owns 25% to 50%
- B••••••• D••••• S• · Membersince 09/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 7 | 1 | 0 | ||
| Omaha, Ne | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Jun 17, 2026 to Sep 4, 2026
- Private funds · 1 to unsetJun 17, 2026 to Sep 4, 2026
- Succession · false to unsetJun 17, 2026 to Sep 4, 2026
- Advisory employees · 6 to 7Apr 10, 2026 to Jun 17, 2026
- Employees · 8 to 9Apr 10, 2026 to Jun 17, 2026
- State-registered IARs · 6 to 7Apr 10, 2026 to Jun 17, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 402-513-0555reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 913-538-5753reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/quantum-financial-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- quantumfinancialpartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 913-538-5753reportedpublic record, Form ADV, Sep 4, 2026
- Contact form
- qfpwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- qfpwealth.com/advisorsreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $21.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026