RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C••••• N•••••••••
- M••••• W••••• A•••••••• L•• independent RIA currentsince May 10, 2021 · Birmingham, Mi
- T•• I••••••••• A•••• M••••••••• L•• independent RIAFeb 7, 2020 to Apr 16, 2021 · Portland, Or
- P••••••• A••••••••• L•• independent RIAFeb 14, 2018 to Feb 10, 2020 · Bloomfield Hills, Mi
- W••••••••• A•••••••• L•• formerDec 6, 2012 to Feb 9, 2018 · Bloomfield Hills, Mi
- P••••••• A••••••••• L•• independent RIAAug 31, 2010 to Feb 9, 2018 · Bloomfield Hills, Mi
- O•••• F•• I••• formerFeb 10, 2006 to Sep 29, 2009 · Southfield, Mi
- T•• I••••••••• A•••• M••••••••• L•• to M••••• W••••• A•••••••• L••left Apr 16, 2021, registered May 10, 2021 (24 days) · RIA to a newly registered adviser
- P••••••• A••••••••• L•• to T•• I••••••••• A•••• M••••••••• L••left Feb 10, 2020, registered Feb 7, 2020 (-3 days) · RIA to RIA
- P••••••• A••••••••• L•• to W••••••••• A•••••••• L••left Feb 9, 2018, registered Dec 6, 2012 (-1891 days) · Other · moved with a team
- W••••••••• A•••••••• L•• to P••••••• A••••••••• L••left Feb 9, 2018, registered Feb 14, 2018 (5 days) · Other · moved with a team
- O•••• F•• I••• to P••••••• A••••••••• L••left Sep 29, 2009, registered Aug 31, 2010 (336 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address