DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Michael Herrmann
Feed of 09/14/2026
Also filed as Christopher M Herrmann
At current firm
10 y
since May 4, 2016
In the industry
26 y
since Feb 23, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Vertical Wealth, LLC state registered currentsince May 4, 2016 · Indianapolis, In
- Key Investment Services LLC BD affiliatedSep 27, 2011 to May 19, 2015 · Martinsville, In
- David A. Noyes & Company formerMay 30, 2008 to Aug 1, 2011 · Indianapolis, In
- Morgan Keegan & Company, LLC formerJul 28, 2004 to May 27, 2008 · Indianapolis, In
- Union Planters Investment Advisors, Inc. unclassifiedApr 7, 2003 to Aug 5, 2004 · Indianapolis, In
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 6, 2001 to Mar 26, 2003 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Key Investment Services LLC to Vertical Wealth, LLCleft May 19, 2015, registered May 4, 2016 (351 days) · Other
- David A. Noyes & Company to Key Investment Services LLCleft Aug 1, 2011, registered Sep 27, 2011 (57 days) · Other
- Morgan Keegan & Company, LLC to David A. Noyes & Companyleft May 27, 2008, registered May 30, 2008 (3 days) · Other
- Union Planters Investment Advisors, Inc. to Morgan Keegan & Company, LLCleft Aug 5, 2004, registered Jul 28, 2004 (-8 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Union Planters Investment Advisors, Inc.left Mar 26, 2003, registered Apr 7, 2003 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address