C••• D•••• S••••••

• L•• F•••••••• L•• BD affiliated current
  since Feb 14, 2018 · Clearwater, Fl
• I••••• F•••••••• C••••••••• former
  Jul 22, 2014 to Feb 15, 2018 · Clearwater, Fl
• S••••••• F•••••••• S•••••••• I••• former
  Jul 15, 2011 to Jul 22, 2014 · Tampa, Fl
• T••••••••• F•••••••• A•••••••• L•• BD affiliated
  Jun 30, 2006 to Oct 20, 2010 · St. Petersburg, Fl

• I••••• F•••••••• C••••••••• to L•• F•••••••• L••
  left Feb 15, 2018, registered Feb 14, 2018 (-1 days) · corporate re-registration, not a move
• S••••••• F•••••••• S•••••••• I••• to I••••• F•••••••• C•••••••••
  left Jul 22, 2014, registered Jul 22, 2014 (0 days) · Other
• T••••••••• F•••••••• A•••••••• L•• to S••••••• F•••••••• S•••••••• I•••
  left Oct 20, 2010, registered Jul 15, 2011 (268 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address