J•••• R••••• S•••••••

• M••••• O• O•••• I••••••• S•••••••• I••• independent RIA current
  since Jun 4, 2013 · O••••, Ne
• A•••• P•••• A••••••• former
  Nov 21, 2012 to Jun 24, 2013 · Lavista, Ne
• S••••••••• A•••••• A•••••••• I••• former
  Aug 27, 2010 to Jun 24, 2013 · La Vista, Ne
• Q•• F•••••••• L•• unclassified
  Sep 8, 2006 to Aug 23, 2010 · O••••, Ne
• S••••••••• A•••••• A•••••••• I••• former
  Jul 23, 2003 to Sep 6, 2006 · O••••, Ne

• A•••• P•••• A••••••• to M••••• O• O•••• I••••••• S•••••••• I•••
  left Jun 24, 2013, registered Jun 4, 2013 (-20 days) · Other
• S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••
  left Jun 24, 2013, registered Nov 21, 2012 (-215 days) · channel change inside one enterprise, not a move
• Q•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
  left Aug 23, 2010, registered Aug 27, 2010 (4 days) · Other
• S••••••••• A•••••• A•••••••• I••• to Q•• F•••••••• L••
  left Sep 6, 2006, registered Sep 8, 2006 (2 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address