RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••• A•••••
- A•• A•••••••• L•• independent RIA currentsince Aug 3, 2023 · Raleigh, Nc
- T•••• A•••••••• L•• formerNov 17, 2015 to Aug 7, 2023 · Raleigh, Nc
- C•••••• G••••••• W••••• M••••••••• L•• formerFeb 17, 2010 to Nov 17, 2015 · Raleigh, Nc
- G•••••••• F••••••••• I•• unclassifiedAug 8, 2005 to Feb 25, 2010 · Cornelius, Nc
- T•••• A•••••••• L•• to A•• A•••••••• L••left Aug 7, 2023, registered Aug 3, 2023 (-4 days) · Other
- C•••••• G••••••• W••••• M••••••••• L•• to T•••• A•••••••• L••left Nov 17, 2015, registered Nov 17, 2015 (0 days) · Other · moved with a team
- G•••••••• F••••••••• I•• to C•••••• G••••••• W••••• M••••••••• L••left Feb 25, 2010, registered Feb 17, 2010 (-8 days) · Other
- M•••••• S•••• A••••• left T•••• A•••••••• L•• for A•• A•••••••• L•• (registered 2023-08-03)Aug 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address