RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• R•••••• B•••••••••
- C•••••• S••••• I••••••••• M••••••••• I•• other currentsince Jun 3, 2026 · Lone Tree, Co
- S••••• W••••• A•••••••• I••• no RAUMJan 3, 2012 to Jun 15, 2020 · Englewood, Co
- C•••••• S••••• • C••• I••• national BDJan 3, 2006 to Dec 31, 2011 · Englewood, Co
- S••••• W••••• A•••••••• I••• to C•••••• S••••• I••••••••• M••••••••• I••left Jun 15, 2020, registered Jun 3, 2026 (2179 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Dec 31, 2011, registered Jan 3, 2012 (3 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address