RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- J•••• A• W•••• L•• state registered currentsince Dec 13, 2022 · Hinckley, Oh
- S••••• W••••• M••••••••• L•• independent RIAJan 14, 2020 to Feb 18, 2023 · Akron, Oh
- E•• F••••••••• I••• independent RIAAug 26, 2009 to Oct 22, 2020 · Akron, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 13, 2000 to Jul 23, 2009 · Akron, Oh
- S••••• W••••• M••••••••• L•• to J•••• A• W•••• L••left Feb 18, 2023, registered Dec 13, 2022 (-67 days) · RIA to a state-registered adviser
- E•• F••••••••• I••• to S••••• W••••• M••••••••• L••left Oct 22, 2020, registered Jan 14, 2020 (-282 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•• F••••••••• I•••left Jul 23, 2009, registered Aug 26, 2009 (34 days) · Other
- J•••• A• W•••• left S••••• W••••• M••••••••• L•• for J•••• A• W•••• L•• (registered 2022-12-13)Feb 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address