RIA Intelligence

• K••••• P•••••• W••••• S•••••••• L•• BD affiliated current
  since Apr 19, 2023 · Austin, Tx
• A•••••• A••••••• S••••••• former
  Oct 25, 2019 to Apr 24, 2023 · Irving, Tx
• 1•• G••••• A••••••• I•• former
  Dec 19, 2008 to Oct 25, 2019 · Dallas, Tx
• C••••••• S••••••••• former
  Jan 3, 2005 to Feb 21, 2006 · Irving, Tx
• T• A••••••••• I••• former
  May 9, 2003 to Nov 10, 2004 · Irving, Tx

• A•••••• A••••••• S••••••• to K••••• P•••••• W••••• S•••••••• L••
  left Apr 24, 2023, registered Apr 19, 2023 (-5 days) · Affiliated broker-dealer or bank to another
• 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••
  left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
• C••••••• S••••••••• to 1•• G••••• A••••••• I••
  left Feb 21, 2006, registered Dec 19, 2008 (1032 days) · Other
• T• A••••••••• I••• to C••••••• S•••••••••
  left Nov 10, 2004, registered Jan 3, 2005 (54 days) · Other

• J•••• D•••• B••••••• left A•••••• A••••••• S••••••• for K••••• P•••••• W••••• S•••••••• L•• (registered 2023-04-19)
  Apr 24, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address