RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Jan 19, 2021 · Pittsburgh, Pa
- P•• W••••• M••••••••• formerMar 11, 2009 to Mar 31, 2021 · Greensburg, Pa
- B••• F•• A••••••••• I••• independent RIAMay 6, 2005 to Mar 13, 2009 · Pittsburgh, Pa
- B••• F•• S••••••••• I••• unclassifiedJul 7, 2004 to Feb 4, 2005 · Pittsburgh, Pa
- P•• W••••• M••••••••• formerMar 29, 2004 to Nov 23, 2004 · Pittsburgh, Pa
- P•• W••••• M••••••••• to C•••••••left Mar 31, 2021, registered Jan 19, 2021 (-71 days) · Other · moved with a team
- B••• F•• A••••••••• I••• to P•• W••••• M•••••••••left Mar 13, 2009, registered Mar 11, 2009 (-2 days) · Other
- B••• F•• S••••••••• I••• to B••• F•• A••••••••• I•••left Feb 4, 2005, registered May 6, 2005 (91 days) · Other
- P•• W••••• M••••••••• to B••• F•• S••••••••• I•••left Nov 23, 2004, registered Jul 7, 2004 (-139 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address