RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• T••• W•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince May 5, 2025 · Walnut Creek, Ca
- A•••• P•••••••• L•• formerJul 2, 2019 to Jun 27, 2025 · Portland, Or
- H•••• W••••• W••••• M••••••••• L•• formerNov 30, 2007 to Jul 17, 2019 · Portland, Or
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedOct 24, 2007 to Dec 4, 2007 · Portland, Or
- A•••• P•••••••• L•• to F•••• P••••••• W•••••• L••left Jun 27, 2025, registered May 5, 2025 (-53 days) · channel change inside one enterprise, not a move
- H•••• W••••• W••••• M••••••••• L•• to A•••• P•••••••• L••left Jul 17, 2019, registered Jul 2, 2019 (-15 days) · RIA to RIA · moved with a team
- R•••••• J•••• F•••••••• S•••••••• I••• to H•••• W••••• W••••• M••••••••• L••left Dec 4, 2007, registered Nov 30, 2007 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address