DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• M••••••• C••••••

F•••••• F•••••••• A•••••••• L••formerSalt Lake City, UtIA-onlyIAPD 4132656

Feed of 09/14/2026

At current firm

16 y

since Aug 2, 2010

In the industry

26 y

since Mar 16, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••••• F•••••••• A•••••••• L•• former current
since Aug 2, 2010 · Salt Lake City, Ut
N••••••• I••••••••• A••••••• unclassified
Oct 8, 2008 to Jun 3, 2010 · Salt Lake City, Ut
F•••••• F•••••••• A•••••••• L•• former
Jan 23, 2008 to Aug 20, 2008 · Salt Lake City, Ut
E•••••••• A•••••••• L•• national BD
Dec 17, 2007 to Jan 30, 2008 · Salt Lake City, Ut
F••••••• P••••••• T•••• C••••••• F•• unclassified
Mar 24, 2005 to Mar 28, 2007 · Salt Lake City, Ut
S•••••••• A••••••• L•• national BD
Nov 21, 2003 to May 9, 2007 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

N••••••• I••••••••• A••••••• to F•••••• F•••••••• A•••••••• L••
left Jun 3, 2010, registered Aug 2, 2010 (60 days) · Other
F•••••• F•••••••• A•••••••• L•• to N••••••• I••••••••• A•••••••
left Aug 20, 2008, registered Oct 8, 2008 (49 days) · Other
E•••••••• A•••••••• L•• to F•••••• F•••••••• A•••••••• L••
left Jan 30, 2008, registered Jan 23, 2008 (-7 days) · Other
S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••
left May 9, 2007, registered Mar 24, 2005 (-776 days) · Other
F••••••• P••••••• T•••• C••••••• F•• to E•••••••• A•••••••• L••
left Mar 28, 2007, registered Dec 17, 2007 (264 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address