RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• Y• T••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 26, 2026 · Morristown, Nj
- M•••••• A•••••• N•••••• BD affiliatedDec 18, 2024 to Jun 26, 2026 · Sacramento, Ca
- A••••••••• P••••••• I••••••••• A••••••• I•• unclassifiedDec 23, 2008 to Sep 30, 2009 · Boston, Ma
- A••••••••• S••••••••• C•••• unclassifiedDec 19, 2008 to Sep 8, 2009 · Napa, Ca
- S•••••••• W••••• A••••••• G•••• formerSep 17, 2008 to Dec 11, 2009 · San Mateo, Ca
- F•• S••••••••• C••••••••• formerMar 19, 2008 to Dec 31, 2008 · Atlanta, Ga
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
- S•••••••• W••••• A••••••• G•••• to A••••••••• S••••••••• C••••left Dec 11, 2009, registered Dec 19, 2008 (-357 days) · Other
- A••••••••• P••••••• I••••••••• A••••••• I•• to M•••••• A•••••• N••••••left Sep 30, 2009, registered Dec 18, 2024 (5558 days) · Other
- A••••••••• S••••••••• C•••• to A••••••••• P••••••• I••••••••• A••••••• I••left Sep 8, 2009, registered Dec 23, 2008 (-259 days) · Other
- F•• S••••••••• C••••••••• to S•••••••• W••••• A••••••• G••••left Dec 31, 2008, registered Sep 17, 2008 (-105 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address