DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••• C•••••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedAtlanta, Ga dual registrantIAPD 4136638

Feed of 09/14/2026

Also filed as Frank Norman Coffenberry

At current firm

2 y

since May 7, 2024

In the industry

20 y

since Dec 15, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since May 7, 2024 · Atlanta, Ga
L•• F•••••••• L•• BD affiliated
Jun 2, 2022 to May 8, 2024 · Florence, Ky
R•••••• J•••• • A••••••••• I••• national BD
Oct 20, 2021 to May 18, 2022 · Florence, Ky
L•• F•••••••• L•• BD affiliated
Oct 13, 2011 to Oct 20, 2021 · Fort Mill, Sc
S•••••••• A••••••• L•• national BD
Sep 28, 2009 to Oct 3, 2011 · Covington, Ky

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left May 8, 2024, registered May 7, 2024 (-1 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered Jun 2, 2022 (15 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
L•• F•••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Oct 20, 2021, registered Oct 20, 2021 (0 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to L•• F•••••••• L••
left Oct 3, 2011, registered Oct 13, 2011 (10 days) · Other

Signals

F•••• C••••••••• left L•• F•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-05-07)
May 8, 2024 · Advisor changed firm · fact
F•••• C••••••••• left R•••••• J•••• • A••••••••• I••• for L•• F•••••••• L•• (registered 2022-06-02)
May 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address