DFX Intelligence
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Registered advisor
C••••••••• G••••• B••••
Feed of 09/14/2026
Also filed as C•••• B••••
At current firm
11 y
since Feb 6, 2015
In the industry
26 y
since Feb 24, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Feb 6, 2015 · Spokane, Wa
- P••••• F•••••••• G•••• unclassifiedFeb 8, 2022 to Sep 26, 2025 · Spokane, Wa
- M•• F•••••••• S•••••••• I••• formerNov 27, 2001 to Feb 9, 2015 · Spokane, Wa
Moves
a registration end followed by a registration begin elsewhere
- P••••• F•••••••• G•••• to no registered destinationleft Sep 26, 2025 · Departure, no registered destination
- M•• F•••••••• S•••••••• I••• to C••••••••• F•••••••• N••••••left Feb 9, 2015, registered Feb 6, 2015 (-3 days) · Other
Signals
- ••• LockedSep 26, 2025 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address