RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••••••• F••••••••• L••• BD affiliated currentsince Dec 3, 2025 · Waltham, Ma
- F•• W••••• M••••••••• L•• formerApr 5, 2022 to Dec 31, 2025 · Needham, Ma
- C••••••••• F•••••••• N•••••• national BDApr 9, 2003 to Feb 1, 2022 · Waltham, Ma
- F•• W••••• M••••••••• L•• to A••••••• F••••••••• L•••left Dec 31, 2025, registered Dec 3, 2025 (-28 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C••••••••• F•••••••• N•••••• to F•• W••••• M••••••••• L••left Feb 1, 2022, registered Apr 5, 2022 (63 days) · Affiliated broker-dealer or bank to independent RIA
- G••• G••• left F•• W••••• M••••••••• L•• for A••••••• F••••••••• L••• (registered 2025-12-03)Dec 31, 2025 · Advisor changed firm · fact
- G••• G••• left C••••••••• F•••••••• N•••••• for F•• W••••• M••••••••• L•• (registered 2022-04-05)Feb 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address