DFX Intelligence
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Registered advisor
A••••• D•••• G••••
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as A••••• D• G••••
At current firm
2 y
since Jul 15, 2024
In the industry
26 y
since Jul 14, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jul 15, 2024 · Camp Hill, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 10, 2009 to Jul 18, 2024 · Wormleysburg, Pa
- T•• C••••••••• G••••• L•• unclassifiedAug 24, 2006 to Dec 31, 2009 · Camp Hill, Pa
- M••••• S•••••• C••••••••• unclassifiedNov 22, 2005 to Sep 13, 2006 · Camp Hill, Pa
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Jul 18, 2024, registered Jul 15, 2024 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- T•• C••••••••• G••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2009, registered Aug 10, 2009 (-143 days) · Other
- M••••• S•••••• C••••••••• to T•• C••••••••• G••••• L••left Sep 13, 2006, registered Aug 24, 2006 (-20 days) · Other
Signals
- ••• LockedJul 18, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address