RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- B••••• W••••• M••••••••• L•• independent RIA currentsince Jun 6, 2017 · Lewisville, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerJul 13, 2015 to Jun 5, 2017 · Dallas, Tx
- B••• I••••••••• S•••••••• I••• formerOct 28, 2011 to May 26, 2015 · Dallas, Tx
- B••• I••••••••• S•••••••• I••• formerOct 19, 2009 to Oct 28, 2011 · Charlotte, Nc
- C••••••• A•••• M••••••••• I•• unclassifiedDec 11, 2007 to Sep 23, 2009 · Austin, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 16, 2002 to May 3, 2006 · Austin, Tx
- P•• M•••••• A•••••• S••••••••• I••• to B••••• W••••• M••••••••• L••left Jun 5, 2017, registered Jun 6, 2017 (1 days) · Other
- B••• I••••••••• S•••••••• I••• to P•• M•••••• A•••••• S••••••••• I•••left May 26, 2015, registered Jul 13, 2015 (48 days) · Other
- C••••••• A•••• M••••••••• I•• to B••• I••••••••• S•••••••• I•••left Sep 23, 2009, registered Oct 19, 2009 (26 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to C••••••• A•••• M••••••••• I••left May 3, 2006, registered Dec 11, 2007 (587 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address