DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Savvy

Independent wealth managerNew York, New YorkCRD 318493SEC 801-123656websiteIAPD
Legal name Savvy Advisors, Inc.
Latest filing Mar 31, 2026
First filing on the tape Mar 9, 2022 · 46 filings
SEC status approved since Apr 11, 2022
RAUM
$5.0B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
97%
$4.8B individuals and HNW
Advisors
190
registered through the firm on IAPD
RAUM per advisor
$26.3M
derived; firm RAUM over IAPD count
Employees
170
101 advisory (5.B.1)
Offices
126
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$5.0B as of Mar 31, 2026
Mar 30, 2023$115M then
HNW client RAUM$1.4B as of Mar 31, 2026
Mar 30, 2023$68.4M then
State-registered IARs (5.B.3)133 as of Mar 31, 2026
Mar 30, 20239 then
Employees (5.A)170 as of Mar 31, 2026
Mar 30, 202311 then
Private funds: no history
RAUM +286% over the last fiscal year+252% a year over threeIARs 52 to 133offices 39 to 126
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
RAUM per advisor
$26.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
24derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.2MderivedHNW RAUM over HNW clients
Average account
$341,485derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.9derivedItem 5.A over advisors
Advisors per office
1.5derived127 offices incl. principal (1.F.5)
RAUM growth, one year
+286%derivedbetween the last two annual amendments
Advisor growth, one year
+156%derivedItem 5.B.3 between annual amendments
Client growth, one year
+288%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminarsreportedItem 5.G
Custody
$1.1B, 1,861 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
2derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$3.5B70%
  • High-net-worth individuals$1.4B27%
  • Corporations and businesses$62.7M1.3%
  • Pension and profit-sharing plans$60.0M1.2%
  • Charitable organizations$43.5M0.9%
Individual clients
3,413reported
HNW clients
1,139reported
Pension plan clients
24reported
Charitable clients
11reported
Accounts
14,645reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$1.1B for 1,861 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
175 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Kurt Tyler FetterNew York, Ny Aug 16, 202118 y1
Eric Egan KirsteCertified Financial PlannerProspect Heights, IlJul 5, 202225 y6
Michael Joseph MccarthyCertified Financial PlannerBoston, MaJul 19, 202210 y1
Kacie Lynn SchulzCertified Financial PlannerFargo, Nd Jul 19, 202212 y2
Daniel Joseph PerrinoBellingham, WaAug 22, 202212 y2
Daniel M BradyNew York, NySep 27, 202234 y2
Frank Grant RemundCertified Financial PlannerNew York, Ny Jul 13, 202319 y2
Ryan Alexander BondCertified Financial PlannerNew York, Ny Aug 2, 202312 y3
Michael MostNew York, Ny Aug 24, 202330 y2
Frank William MalpigliNew York, NyNov 20, 202324 y1
John Adel KhouryHolliston, Ma Dec 13, 202323 y2
Dustin Heath ParsonsCabot, Ar Dec 19, 202315 y1
Aaron WiegmanCertified Financial PlannerDel Mar, Ca Jan 24, 202425 y5
David GaoNew York, NyJan 26, 202414 y1
Arynton Senna HardyNew York, Ny Feb 2, 202411 y4
David GottliebNew York, Ny Mar 11, 202416 y4
Scott Glenn EichlerNew York, Ny Apr 8, 202418 y5
Nicklaus C AustinNew York, Ny Apr 16, 202412 y2
Louis GreenCertified Financial Planner, Chartered Financial AnalystBrooklyn, Ny Apr 24, 202418 y3
Jesus Alberto PinedoNew York, Ny May 13, 202414 y1
Nathan William KunkelCertified Financial PlannerNew York, Ny May 20, 202413 y1
Brian Wesley MillsLos Angeles, Ca Jun 10, 202412 y1
Jon Nicholas MclaughlinNew York, Ny Jul 15, 202419 y3
Brad Ian MorganCertified Financial PlannerCincinnati, Oh Jul 16, 202412 y2
Brian Thomas BoswellCertified Financial PlannerGeorgetown, Tx Jul 18, 202419 y6
Colin D FarrCertified Financial PlannerNew York, Ny Jul 24, 202416 y1
Michaela Sarah SullivanDenver, Co Jul 24, 202411 y1
Andrew MartinoWestlake Village, Ca Aug 15, 202417 y6
Craig Alan AustadCertified Financial PlannerDenver, Co Sep 17, 202423 y3
Eric Scott PassinWhippany, Nj Oct 9, 202434 y5
Janelle Rae Van MeelNew York, Ny Nov 26, 202413 y2
Samuel SalehChartered Financial ConsultantNew York, Ny Dec 4, 202413 y1
Cynthia Diane AlvarezNew York, Ny Dec 12, 202414 y4
Jason Wesley CraineCertified Financial PlannerNew York, Ny Dec 16, 202414 y6
Eugene Edwin HooverCertified Financial PlannerNew York, Ny Dec 23, 202414 y2
Andrea NolanReno, Nv Dec 24, 202427 y6
Erik Ryan MidasNew York, Ny Jan 14, 202511 y2
Michael Anthony LambrechtNew York, Ny Jan 14, 202534 y4
John Brendan FitzpatrickScottsdale, Az Jan 16, 202516 y2
Kyra Gayle Reyes LuuNew York, Ny Jan 21, 202512 y3
All 175 advisors at Savvy
Advisor movement
6 left, 101 joined in 12 months
net +95 in 12 months2 left in 90 days28 joined in 90 daysdeparture rate 3.2% of current headcount12 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • (Nmn) Ritik Malhotra · Chief Executive Officercontrol
      since 02/2022 · owns less than 5%
    • (Nmn) Ritik Malhotra · Common And Preferred Shareholdercontrol
      since 07/2021 · owns 25% to 50% of Savvy Wealth, Inc.
    • Hannan Ovadia Amir Har-El · Chief Operating Officer
      since 07/2024 · owns less than 5%
    • Nichole Tara Horne · Chief Compliance Officer
      since 01/2024 · owns less than 5%
    • Evelyn Lisandra Wilmott · Chief Compliance Officer
      since 04/2025 · owns less than 5%
    Entity owners
    • Savvy Wealth, Inc. · Shareholder
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    New York, Ny · principal1931233
    Orem, Ut880
    Denver, Co631
    Reno, Nv500
    Cincinnati, Oh420
    Carmel, In440
    Louisville, Ky410
    Midlothian, Va330
    Chicago, Il330
    Del Mar, Ca300
    Fairfield, Oh330
    Reston, Va330
    Evergreen, Co210
    Bellingham, Wa210
    Charlotte, Nc210
    Chesterfield, Mo220
    Colorado Springs, Co220
    Eagle, Id220
    Fishers, In210
    Fontana, Wi210
    Post-acquisition retention
    advisors of absorbed firms still registered here after the move
    Firms absorbed
    3 since 2015, 3 in 24 monthsderived
    Advisors acquired
    10derived
    Still registered after 90 days
    100% of 7derived
    After 180 days
    unknownderived
    After 365 days
    unknownderived
    After 730 days
    unknownderived
    Team lift-outs after
    0derivedteams that left this firm within two years of an absorption

    Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

    Offices
    Schedule D 1.F, the 25 largest
    • Denver, CO2 employees
    • Bellingham, WA1 employees
    • , 1 employees
    ADV anomalies
    8 against comparable advisers; where to look, not conclusions
    • growth on all axesCombination · filing Mar 31, 2026
      RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $1,295,318,161 to $5,001,044,474, advisors 52 to 133, private clients 1173 to 4552, offices 39 to 126 (2025-04-08 to 2026-03-31)
      peers: independent wealth managers, $5B to $20B (289)
    • account count surgeChange between filings · filing Mar 31, 2026
      accounts (Item 5.F.2.f) moved from 3,776.0 to 14,645.0 (+288.0%) between the annual amendments of 2025-04-08 and 2026-03-31; the peer median change was +8.0% (253 comparable advisers, 100.0th percentile of changes)
      peers: independent wealth managers, $5B to $20B (253) · 100% percentile
    • advisor count surgeChange between filings · filing Mar 31, 2026
      advisory representatives (Item 5.B.3) moved from 52.0 to 133.0 (+156.0%) between the annual amendments of 2025-04-08 and 2026-03-31; the peer median change was +6.0% (220 comparable advisers, 100.0th percentile of changes)
      peers: independent wealth managers, $5B to $20B (220) · 100% percentile
    • client count surgeChange between filings · filing Mar 31, 2026
      individual and HNW clients (Item 5.D) moved from 1,173.0 to 4,552.0 (+288.0%) between the annual amendments of 2025-04-08 and 2026-03-31; the peer median change was +6.0% (224 comparable advisers, 100.0th percentile of changes)
      peers: independent wealth managers, $5B to $20B (224) · 100% percentile
    • employee count surgeChange between filings · filing Mar 31, 2026
      employees (Item 5.A) moved from 60.0 to 170.0 (+183.0%) between the annual amendments of 2025-04-08 and 2026-03-31; the peer median change was +5.0% (264 comparable advisers, 100.0th percentile of changes)
      peers: independent wealth managers, $5B to $20B (264) · 100% percentile
    • HNW share shiftChange between filings · filing Mar 31, 2026
      HNW share of RAUM moved from 76.0% to 27.0% between the annual amendments of 2025-04-08 and 2026-03-31
      peers: independent wealth managers, $5B to $20B (289)
    • office count surgeChange between filings · filing Mar 31, 2026
      offices other than the principal office (Item 1.F.5) moved from 39.0 to 126.0 (+223.0%) between the annual amendments of 2025-04-08 and 2026-03-31; the peer median change was 0.0% (142 comparable advisers, 99.0th percentile of changes)
      peers: independent wealth managers, $5B to $20B (142) · 99% percentile
    • RAUM up 50 %Change between filings · filing Mar 31, 2026
      RAUM (Item 5.F) moved from $1,295,318,161 to $5,001,044,474 (+286.0%) between the annual amendments of 2025-04-08 and 2026-03-31; the peer median change was +18.0% (271 comparable advisers, 100.0th percentile of changes)
      peers: independent wealth managers, $5B to $20B (271) · 100% percentile
    What changed
    consecutive filings, newest first
    • Accounts · 3,776 to 14,645
      Jan 30, 2026 to Mar 31, 2026
    • Advisory employees · 52 to 101
      Jan 30, 2026 to Mar 31, 2026
    • BD registered reps · 2 to 4
      Jan 30, 2026 to Mar 31, 2026
    • Charity clients · 5 to 11
      Jan 30, 2026 to Mar 31, 2026
    • Corporate clients · 24 to 26
      Jan 30, 2026 to Mar 31, 2026
    • HNW clients · 305 to 1,139
      Jan 30, 2026 to Mar 31, 2026
    • Individual clients · 868 to 3,413
      Jan 30, 2026 to Mar 31, 2026
    • Pension plan clients · 5 to 24
      Jan 30, 2026 to Mar 31, 2026
    • Assets in custody · $126M to $1.1B
      Jan 30, 2026 to Mar 31, 2026
    • Employees · 60 to 170
      Jan 30, 2026 to Mar 31, 2026
    • Insurance-licensed employees · 4 to 15
      Jan 30, 2026 to Mar 31, 2026
    • Financial planning clients · More than 500 to 251-500
      Jan 30, 2026 to Mar 31, 2026
    • State-registered IARs · 52 to 133
      Jan 30, 2026 to Mar 31, 2026
    • Other offices · 42 to 126
      Jan 30, 2026 to Mar 31, 2026
    • Discretionary RAUM · $1.3B to $5.0B
      Jan 30, 2026 to Mar 31, 2026
    • HNW RAUM · $981M to $1.4B
      Jan 30, 2026 to Mar 31, 2026
    • Individual RAUM · $272M to $3.5B
      Jan 30, 2026 to Mar 31, 2026
    • Non-discretionary RAUM · $8.2M to $32.5M
      Jan 30, 2026 to Mar 31, 2026
    • Pension RAUM · $3.2M to $60.0M
      Jan 30, 2026 to Mar 31, 2026
    • RAUM · $1.3B to $5.0B
      Jan 30, 2026 to Mar 31, 2026
    • Related adviser · true to false
      Jan 30, 2026 to Mar 31, 2026
    • Other offices · 39 to 42
      Dec 2, 2025 to Jan 30, 2026
    • Related broker-dealer · false to true
      Aug 19, 2025 to Sep 23, 2025
    • Financial planning clients · More than 500 to More than 500
      May 9, 2025 to Jul 14, 2025
    • Accounts · 1,218 to 3,776
      Nov 26, 2024 to Jan 23, 2025
    • Advisory employees · 10 to 52
      Nov 26, 2024 to Jan 23, 2025
    • BD registered reps · 1 to 2
      Nov 26, 2024 to Jan 23, 2025
    • Charity clients · unset to 5.0
      Nov 26, 2024 to Jan 23, 2025
    • Corporate clients · 7 to 24
      Nov 26, 2024 to Jan 23, 2025
    • HNW clients · 93 to 305
      Nov 26, 2024 to Jan 23, 2025
    • Individual clients · 359 to 868
      Nov 26, 2024 to Jan 23, 2025
    • Pension plan clients · unset to 5.0
      Nov 26, 2024 to Jan 23, 2025
    • Assets in custody · $1.8M to $126M
      Nov 26, 2024 to Jan 23, 2025
    • Employees · 12 to 60
      Nov 26, 2024 to Jan 23, 2025
    • Insurance-licensed employees · 0 to 4
      Nov 26, 2024 to Jan 23, 2025
    • Financial planning clients · 251-500 to More than 500
      Nov 26, 2024 to Jan 23, 2025
    • State-registered IARs · 9 to 52
      Nov 26, 2024 to Jan 23, 2025
    • Other offices · 11 to 39
      Nov 26, 2024 to Jan 23, 2025
    • Discretionary RAUM · $372M to $1.3B
      Nov 26, 2024 to Jan 23, 2025
    • HNW RAUM · $287M to $981M
      Nov 26, 2024 to Jan 23, 2025
    Signals
    42 dated events
    • Trent Louis Grzegorczyk no longer holds an investment adviser registration (last listed at Savvy on the 2026-09-16 feed)
      Sep 16, 2026 · Advisor registration ended · derived
    • Chan Hyun Lim registered as an investment adviser representative at Savvy
      Sep 16, 2026 · Advisor registered · fact
    • Alexander Duncan registered as an investment adviser representative at Savvy
      Sep 14, 2026 · Advisor registered · fact
    • 2 advisors left Advisornet Wealth Partners (Fort Collins, CO) for Savvy on the same day
      Jul 10, 2026 · Team lift-out · derived
    • Nicholas Peter Swanson left Savvy for Mcm Wealth (registered 2026-07-01)
      Jun 30, 2026 · Advisor changed firm · fact
    • Claris Financial, LLC's advisors moved to Savvy (Glen Allen, VA): 3 of 6 registered, on the same day
      Jun 29, 2026 · Firm absorbed (people side) · derived
    • Gregory Louis Mccrea left Savvy for U.S. Bancorp Advisors, Llc (registered 2026-07-21)
      Jun 23, 2026 · Advisor changed firm · fact
    • Catalina Maria Franco-Cicero left Savvy for Meira Wealth (registered 2026-06-23)
      Jun 18, 2026 · Advisor changed firm · fact
    • 2 advisors left LPL Financial LLC (Greenwood, IN) for Savvy a day apart
      Jun 16, 2026 · Team lift-out · derived
    • 2 advisors left Maia Wealth (Oakbrook Terrace, IL) for Savvy on the same day
      May 20, 2026 · Team lift-out · derived
    • Savvy reported 126 offices beyond its principal office, up from 42 (2026-01-30 to 2026-03-31)
      Mar 31, 2026 · Office count change · derived
    • Savvy reported RAUM $5.0B, up 286% from $1.3B (2026-01-30 to 2026-03-31)
      Mar 31, 2026 · RAUM change · derived
    • Savvy reported 133 state-registered advisory representatives, up from 52 (2026-01-30 to 2026-03-31)
      Mar 31, 2026 · Advisor headcount change · derived
    • Marcado Asset Management LLC's advisors moved to Savvy (San Antonio, TX): 3 of 3 registered, on the same day
      Mar 31, 2026 · Firm absorbed (people side) · derived
    • Colorado Wealth Group LLC's advisors moved to Savvy (Denver, CO): 4 of 5 registered, on the same day
      Mar 31, 2026 · Firm absorbed (people side) · derived
    • Jacob Daniel Dubose left Savvy for Pivot Planning, Llc (registered 2026-03-24)
      Mar 25, 2026 · Advisor changed firm · fact
    • Karissa Ann Mclaren left Savvy for Oasis Wealth Planning Advisors (registered 2026-03-05)
      Mar 16, 2026 · Advisor changed firm · fact
    • Shawn Hayward left Savvy for Voya Financial Advisors, Inc. (registered 2026-04-02)
      Mar 16, 2026 · Advisor changed firm · fact
    • 2 advisors left Belpointe Asset Management LLC (Mount Pleasant, SC) for Savvy on the same day
      Feb 27, 2026 · Team lift-out · derived
    • 2 advisors left Fbl Wealth Management, LLC (West Des Moines, IA) for Savvy on the same day
      Jan 20, 2026 · Team lift-out · derived
    • 3 advisors left Commonwealth Financial Network (Carmel, IN) for Savvy a day apart
      Nov 3, 2025 · Team lift-out · derived
    • 2 advisors left Plancorp, LLC (ST Louis, MO) for Savvy on the same day
      Oct 10, 2025 · Team lift-out · derived
    • 2 advisors left Raymond James Financial Services Advisors, Inc (Colorado Springs, CO) for Savvy on the same day
      Sep 30, 2025 · Team lift-out · derived
    • 2 advisors left Raymond James Financial Services Advisors, Inc (Eagle, ID) for Savvy on the same day
      Sep 30, 2025 · Team lift-out · derived
    • 2 advisors left All That Matters Financial Services LLP (North Kingstown, RI) for Savvy on the same day
      Sep 22, 2025 · Team lift-out · derived
    • Kyle Weisbrod no longer registered at Savvy; no later IA registration on IAPD
      Sep 18, 2025 · Advisor departure · fact
    • Nickolas Eric Reilly no longer registered at Savvy; no later IA registration on IAPD
      Sep 18, 2025 · Advisor departure · fact
    • Brent Thomas Boden left Savvy for Corient (registered 2025-08-21)
      Sep 2, 2025 · Advisor changed firm · fact
    • 3 advisors left Mercer Global Advisors Inc. (San Diego, CA) for Savvy on the same day
      Aug 29, 2025 · Team lift-out · derived
    • 3 advisors left Focus Financial (Minneapolis, MN) for Savvy on the same day
      Jun 16, 2025 · Team lift-out · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/savvywealthreportedpublic record, Form ADV, Sep 17, 2026
    Website
    savvywealth.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    833-745-6789reportedpublic record, Form ADV, Mar 31, 2026
    Team page
    savvywealth.com/advisors-events/savvy-intelligence-open-housreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $26.3Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026