RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• H• L•••••
- E•••••••• A•••••••• L•• national BD currentsince Jun 3, 2022 · Moorestown, Nj
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 31, 2018 to Jun 8, 2022 · Fort Washington, Pa
- G•• S••••••••• I••• BD affiliatedApr 6, 2015 to Jan 17, 2018 · Palm Beach Gardens, Fl
- V••• F•••••••• A•••••••• I••• to E•••••••• A•••••••• L••left Jun 8, 2022, registered Jun 3, 2022 (-5 days) · Affiliated broker-dealer or bank to another
- G•• S••••••••• I••• to V••• F•••••••• A•••••••• I•••left Jan 17, 2018, registered Jan 31, 2018 (14 days) · Other
- E••• H• L••••• left V••• F•••••••• A•••••••• I••• for E•••••••• A•••••••• L•• (registered 2022-06-03)Jun 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address