RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•• I••••••••• G••••• L•• other currentsince May 7, 2012 · Pensacola, Fl
- O••••••••• C•••• W••••• A•••••••• L•• unclassifiedFeb 26, 2008 to Apr 10, 2012 · Atmore, Al
- I••••••••• A••••••• A•••• M••••••••• L•• formerJul 18, 2005 to Dec 21, 2007 · Daphne, Al
- C••••••• R•••••••• I••••••••• A••••••• L•• formerSep 3, 2004 to Feb 24, 2005 · Warwick, Ri
- O••••••••• C•••• W••••• A•••••••• L•• to F•• I••••••••• G••••• L••left Apr 10, 2012, registered May 7, 2012 (27 days) · Other
- I••••••••• A••••••• A•••• M••••••••• L•• to O••••••••• C•••• W••••• A•••••••• L••left Dec 21, 2007, registered Feb 26, 2008 (67 days) · Other
- C••••••• R•••••••• I••••••••• A••••••• L•• to I••••••••• A••••••• A•••• M••••••••• L••left Feb 24, 2005, registered Jul 18, 2005 (144 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address