DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

B•••• S• S••••••

C••• L••BD affiliatedAtlanta, Ga IA-onlyIAPD 4143738

Certified Financial Planner

Feed of 09/14/2026

Also filed as Brian Scott Staples

At current firm

6 y

since Mar 5, 2020

In the industry

26 y

since Mar 20, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• L•• BD affiliated current
since Mar 5, 2020 · Atlanta, Ga
W••••••• F•••••••• S•••••••• I••• former
Oct 25, 2013 to Mar 4, 2020 · Atlanta, Ga
S•••••• F•••••••• M••••••••• I••• unclassified
Jun 6, 2006 to Dec 31, 2010 · Mcdonough, Ga
N••• F•••••••• G••••• I••• former
Jul 19, 2004 to Jan 20, 2006 · Mcdonough, Ga
S••••••••• former
Mar 17, 2004 to Jun 16, 2005 · Smyrna, Ga
S••••••• I••••••••• S•••••••• I••• former
Mar 20, 2000 to May 5, 2003 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to C••• L••
left Mar 4, 2020, registered Mar 5, 2020 (1 days) · Affiliated broker-dealer or bank to another
S•••••• F•••••••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Dec 31, 2010, registered Oct 25, 2013 (1029 days) · Other
N••• F•••••••• G••••• I••• to S•••••• F•••••••• M••••••••• I•••
left Jan 20, 2006, registered Jun 6, 2006 (137 days) · Other
S••••••••• to N••• F•••••••• G••••• I•••
left Jun 16, 2005, registered Jul 19, 2004 (-332 days) · Other
S••••••• I••••••••• S•••••••• I••• to S•••••••••
left May 5, 2003, registered Mar 17, 2004 (317 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address