DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

W•••••• K•••••• M•••••••

O•••• W•••••• I•••BD affiliatedMadison, Ga dual registrantIAPD 4146200

Feed of 09/14/2026

Also filed as Ken M•••••••

At current firm

2 y

since Sep 12, 2024

In the industry

26 y

since May 8, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Sep 12, 2024 · Madison, Ga
J•••••• F•••••••• S••• state registered
Nov 30, 2017 to Sep 26, 2024 · Warner Robins, Ga
O•••• F•• I••• former
Jan 5, 2015 to Dec 5, 2017 · Eatonton, Ga
V••• F•••••••• A•••••••• I••• BD affiliated
Nov 29, 2010 to Dec 26, 2015 · Windsor, Ct
S••••••••• A•••••• A•••••••• I••• former
Jan 23, 2004 to Oct 26, 2010 · Macon, Ga
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 22, 2003 to Oct 25, 2005 · Alpharetta, Ga

Moves

a registration end followed by a registration begin elsewhere

J•••••• F•••••••• S••• to O•••• W•••••• I•••
left Sep 26, 2024, registered Sep 12, 2024 (-14 days) · Other
O•••• F•• I••• to J•••••• F•••••••• S•••
left Dec 5, 2017, registered Nov 30, 2017 (-5 days) · Other
V••• F•••••••• A•••••••• I••• to O•••• F•• I•••
left Dec 26, 2015, registered Jan 5, 2015 (-355 days) · Other · moved with a team
S••••••••• A•••••• A•••••••• I••• to V••• F•••••••• A•••••••• I•••
left Oct 26, 2010, registered Nov 29, 2010 (34 days) · Other
A••••••••• F•••••••• S•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Oct 25, 2005, registered Jan 23, 2004 (-641 days) · Other

Signals

W•••••• K•••••• M••••••• left J•••••• F•••••••• S••• for O•••• W•••••• I••• (registered 2024-09-12)
Sep 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address