M••• S••••• N•••••••••

• L•• F•••••••• L•• BD affiliated current
  since Jul 21, 2021 · San Antonio, Tx
• W•••••• • R••• former
  Jul 17, 2006 to Jul 21, 2021 · Fayetteville, Nc
• U••• F•••••••• P••••••• S••••••• former
  Jan 25, 2006 to May 19, 2006 · San Antonio, Tx
• F•••• C•••••• B••• unclassified
  Jan 4, 2005 to Jul 15, 2005 · Fort Worth, Tx

• W•••••• • R••• to L•• F•••••••• L••
  left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
• U••• F•••••••• P••••••• S••••••• to W•••••• • R•••
  left May 19, 2006, registered Jul 17, 2006 (59 days) · Other
• F•••• C•••••• B••• to U••• F•••••••• P••••••• S•••••••
  left Jul 15, 2005, registered Jan 25, 2006 (194 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address