DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F••••••• S••••••

F•••• T•••• S••••••••• I•••BD affiliatedWestlake, Fl dual registrantIAPD 4146936

Feed of 09/15/2026

Also filed as Fab Gerardo Sanchez

At current firm

4 y

since Aug 5, 2022

In the industry

22 y

since Dec 29, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• T•••• S••••••••• I••• BD affiliated current
since Aug 5, 2022 · Lake Worth, Fl
S•••••• S••••••••• I••• BD affiliated
Aug 8, 2019 to Aug 2, 2022 · Wellington, Fl
L•• F•••••••• L•• BD affiliated
Oct 30, 2014 to Aug 12, 2019 · Margate, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Nov 4, 2013 to Oct 30, 2014 · Boca Raton, Fl
H••• S••••••••• •••• I••• BD affiliated
Jan 10, 2013 to Oct 29, 2013 · Wellington, Fl
C••••••• A•••• M••••••••• I•• unclassified
Jan 27, 2009 to Oct 29, 2009 · Boca Raton, Fl
W••• I••••••••• I••• unclassified
Apr 11, 2007 to Jan 16, 2009 · Delray Beach, Fl
C••••••• I••••••••• S••••••• unclassified
Nov 2, 2004 to Apr 26, 2007 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••••• S••••••••• I••• to F•••• T•••• S••••••••• I•••
left Aug 2, 2022, registered Aug 5, 2022 (3 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to S•••••• S••••••••• I•••
left Aug 12, 2019, registered Aug 8, 2019 (-4 days) · Affiliated broker-dealer or bank to another
C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••
left Oct 30, 2014, registered Oct 30, 2014 (0 days) · Other
H••• S••••••••• •••• I••• to C•••••••• G••••• M•••••• I•••
left Oct 29, 2013, registered Nov 4, 2013 (6 days) · Other
C••••••• A•••• M••••••••• I•• to H••• S••••••••• •••• I•••
left Oct 29, 2009, registered Jan 10, 2013 (1169 days) · Other
W••• I••••••••• I••• to C••••••• A•••• M••••••••• I••
left Jan 16, 2009, registered Jan 27, 2009 (11 days) · Other
C••••••• I••••••••• S••••••• to W••• I••••••••• I•••
left Apr 26, 2007, registered Apr 11, 2007 (-15 days) · Other

Signals

F••••••• S•••••• left S•••••• S••••••••• I••• for F•••• T•••• S••••••••• I••• (registered 2022-08-05)
Aug 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address