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Registered advisor
M••• A•••••• N•••••••
Feed of 09/14/2026
Also filed as M••• A•••••• N•••••••
At current firm
14 y
since May 14, 2012
In the industry
24 y
since Apr 2, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 14, 2012 · Phoenix, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 9, 2011 to Jan 17, 2012 · Scottsdale, Az
- M••••• S•••••• C••••••••• unclassifiedFeb 21, 2007 to Oct 13, 2009 · Scottsdale, Az
- S•••••••• F••••••••• I••• formerOct 31, 2005 to Feb 12, 2007 · Scottsdale, Az
- S••••••••• S••••••••• I••• unclassifiedAug 16, 2005 to Oct 31, 2005 · Phoenix, Az
- I••••• F•••••••• C••••••••• formerOct 31, 2003 to Feb 4, 2005 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Jan 17, 2012, registered May 14, 2012 (118 days) · Other
- M••••• S•••••• C••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 13, 2009, registered Jun 9, 2011 (604 days) · Other
- S•••••••• F••••••••• I••• to M••••• S•••••• C•••••••••left Feb 12, 2007, registered Feb 21, 2007 (9 days) · Other
- S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to S••••••••• S••••••••• I•••left Feb 4, 2005, registered Aug 16, 2005 (193 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address