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Feed of 09/14/2026
Also filed as T•••• Khanh La
At current firm
3 y
since Nov 30, 2022
In the industry
18 y
since Nov 30, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 30, 2022 · Los Angeles, Ca
- L•• F•••••••• L•• BD affiliatedSep 5, 2018 to Nov 21, 2022 · Rancho Cucamonga, Ca
- S•••••••• I••••••••• M••••••••• formerFeb 9, 2017 to Mar 8, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to J••• M••••• S••••••••• L••left Nov 21, 2022, registered Nov 30, 2022 (9 days) · RIA to wirehouse
- S•••••••• I••••••••• M••••••••• to L•• F•••••••• L••left Mar 8, 2018, registered Sep 5, 2018 (181 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
- T•••• L• left L•• F•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2022-11-30)Nov 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address