DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• M•••••• D••••

A••••• F••••• O••••• L••independent RIAMclean, Va IA-onlyIAPD 4148185

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Dec 2, 2025

In the industry

26 y

since Apr 4, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• F••••• O••••• L•• independent RIA current
since Dec 2, 2025 · Barrington, Il
R•••••• J•••• • A••••••••• I••• national BD
Dec 23, 2011 to Aug 9, 2022 · Chicago, Il
O•• former
Dec 2, 2008 to Dec 11, 2025 · Chicago, Il
C••• I••••••••• L••• unclassified
Jan 3, 2008 to Dec 9, 2008 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

O•• to R•••••• J•••• • A••••••••• I•••
left Dec 11, 2025, registered Dec 23, 2011 (-5102 days) · RIA to affiliated broker-dealer or bank
R•••••• J•••• • A••••••••• I••• to A••••• F••••• O••••• L••
left Aug 9, 2022, registered Dec 2, 2025 (1211 days) · Affiliated broker-dealer or bank to a newly registered adviser
C••• I••••••••• L••• to O••
left Dec 9, 2008, registered Dec 2, 2008 (-7 days) · Other

Signals

B•••• M•••••• D•••• left Ofs for R•••••• J•••• • A••••••••• I••• (registered 2011-12-23)
Dec 11, 2025 · Advisor changed firm · fact
B•••• M•••••• D•••• left R•••••• J•••• • A••••••••• I••• for A••••• F••••• O••••• L•• (registered 2025-12-02)
Aug 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address