DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••• F••••• O••••• L••
Latest filing Aug 3, 2026
First filing on the tape Dec 2, 2025 · 3 filings
SEC status approved since Dec 1, 2025
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$1.5B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$154M
derived; firm RAUM over IAPD count
Employees
25
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$1.5B as of Aug 3, 2026
Dec 2, 2025$0 then
HNW client RAUM$1.5B as of Aug 3, 2026
Mar 11, 2026$1.5B then
State-registered IARs (5.B.3)10 as of Aug 3, 2026
Dec 2, 20258 then
Employees (5.A)25 as of Aug 3, 2026
Dec 2, 202520 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $154MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.0MderivedHNW RAUM over HNW clients
- Average account
- $836,424derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 5.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $395M, 270 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B96%
- Individuals$51.7M3.4%
- Corporations and businesses$9.1M0.6%
- Individual clients
- 151reported
- HNW clients
- 148reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,844reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $395M for 270 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• P•••• A•••• | Hinsdale, Il | Dec 1, 2025 | 10 y | 1 |
| F•••• M•••••• Z••••Certified Financial Planner | Mclean, Va | Dec 1, 2025 | 35 y | 1 |
| K•••• S••• P•••••• | Mclean, Va | Dec 1, 2025 | 17 y | 1 |
| G••••••• D•••••• M•••• | Mclean, Va | Dec 1, 2025 | 13 y | 1 |
| C••••••••• J••• L•••Certified Financial Planner | St. P••••Sburg, Fl | Dec 1, 2025 | 21 y | 1 |
| B•••• M•••••• D••••Certified Financial Planner | Mclean, Va | Dec 2, 2025 | 26 y | 3 |
| T•••••• J• M•••••••• | Clarendon Hills, Il | Mar 12, 2026 | 10 y | 0 |
| T•••••• A•••••••Certified Financial Planner | Mclean, Va | Apr 16, 2026 | 10 y | 1 |
| M•••••• T••••• W••••••• | Kitchener | Apr 17, 2026 | 10 y | 0 |
| A••••• J•••• P•••••• | Mclean, Va | Apr 24, 2026 | 19 y | 1 |
Advisor movement
0 left, 8 joined in 12 months
net +8 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••••• J•••• P•••••• from M••••• S••••••Apr 24, 2026 · Wirehouse to independent RIA
- T•••••• A••••••• from O••Apr 16, 2026 · RIA to RIA
- B•••• M•••••• D•••• from R•••••• J•••• • A••••••••• I•••Dec 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- F•••• M•••••• Z•••• from O••Dec 1, 2025 · RIA to a newly registered adviser
- C••••••••• J••• L••• from O••Dec 1, 2025 · RIA to a newly registered adviser
- C••••••••• P•••• A•••• from O••Dec 1, 2025 · RIA to a newly registered adviser
- G••••••• D•••••• M•••• from O••Dec 1, 2025 · RIA to a newly registered adviser
- K•••• S••• P•••••• from O••Dec 1, 2025 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••••• A•••••• J•••• · Chief Executive Officercontrolsince 12/2025 · owns less than 5%
- L•••••• T•••••••• R••••• · Chief Compliance Officersince 07/2026 · owns less than 5%
Entity owners
- A••••• H••••••• L•• · Holding Companydirect · owns 75% or more
- A••••• I••••••••• P••••••• L•• · Holding Companydirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mclean, Va · principal | 10 | 10 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 6 to 7Mar 11, 2026 to Aug 3, 2026
- Employees · 21 to 25Mar 11, 2026 to Aug 3, 2026
- State-registered IARs · 6 to 10Mar 11, 2026 to Aug 3, 2026
- Accounts · 0 to 1,844Dec 2, 2025 to Mar 11, 2026
- Advisory employees · 8 to 6Dec 2, 2025 to Mar 11, 2026
- Corporate clients · unset to 88.0Dec 2, 2025 to Mar 11, 2026
- HNW clients · unset to 148.0Dec 2, 2025 to Mar 11, 2026
- Individual clients · unset to 151.0Dec 2, 2025 to Mar 11, 2026
- Commission compensation · true to falseDec 2, 2025 to Mar 11, 2026
- Assets in custody · unset to 395365929.0Dec 2, 2025 to Mar 11, 2026
- Custody of client assets · false to trueDec 2, 2025 to Mar 11, 2026
- Employees · 20 to 21Dec 2, 2025 to Mar 11, 2026
- State-registered IARs · 8 to 6Dec 2, 2025 to Mar 11, 2026
- Other offices · 0 to 1Dec 2, 2025 to Mar 11, 2026
- Discretionary RAUM · $0 to $1.5BDec 2, 2025 to Mar 11, 2026
- HNW RAUM · unset to 1481576002.0Dec 2, 2025 to Mar 11, 2026
- Individual RAUM · unset to 51696612.0Dec 2, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $0 to $5.4MDec 2, 2025 to Mar 11, 2026
- RAUM · $0 to $1.5BDec 2, 2025 to Mar 11, 2026
Signals
1 dated events
- Ofs's advisors moved to A••••• F••••• O••••• L•• (Mclean, VA): 6 of 7 registered, on the same dayDec 11, 2025 · Firm absorbed (people side) · derived
Across DFX
shared identifiers only, never a name match
- A••••• F••••• O••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/activ8-family-officereportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 978-870-0255reportedpublic record, Form ADV, Aug 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $154Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026