RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• B••••••• H•••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 1, 2022 · Metairie, La
- S••••• A••• A•••• M••••••••• I••• formerJan 27, 2009 to Oct 16, 2009 · Birmingham, Al
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Mar 1, 2007 · New Orleans, La
- P••••••••• E••••• G••••• L•• unclassifiedMay 3, 2002 to Jul 1, 2003 · Lafayette, La
- S••••• A••• A•••• M••••••••• I••• to W•••• F•••• A•••••••left Oct 16, 2009, registered Apr 1, 2022 (4550 days) · Other
- W•••• F•••• A••••••• to S••••• A••• A•••• M••••••••• I•••left Mar 1, 2007, registered Jan 27, 2009 (698 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address