DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Vincent Schrader
Feed of 09/14/2026
At current firm
13 y
since Feb 13, 2013
In the industry
33 y
since Apr 13, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Feb 13, 2013 · Belleville, Il
- Morgan Keegan & Company, LLC formerAug 27, 2010 to Feb 13, 2013 · Swansea, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 13, 2005 to Aug 31, 2010 · Swansea, Il
- Wells Fargo Advisors wirehouseOct 22, 2003 to May 19, 2005 · Belleville, Il
Moves
a registration end followed by a registration begin elsewhere
- Morgan Keegan & Company, LLC to Raymond James & Associates, Inc.left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Keegan & Company, LLCleft Aug 31, 2010, registered Aug 27, 2010 (-4 days) · Other
- Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 19, 2005, registered May 13, 2005 (-6 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address