DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M••••• C••••

S••••• E••• W••••• S••••••••• L••state registeredJacksonville, Fl IA-onlyIAPD 4151927

Feed of 09/14/2026

Also filed as J••••• C••••

At current firm

0 y

since Jan 5, 2026

In the industry

16 y

since Apr 27, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• E••• W••••• S••••••••• L•• state registered current
since Jan 5, 2026 · Jackonville, Fl
D•••••••• C•••••• A••••••• state registered
Dec 11, 2024 to Sep 15, 2025 · Jacksonville, Fl
A••••• F•••••••• A•••••••• L•• independent RIA
May 26, 2023 to Oct 5, 2023 · Jacksonville, Fl
S••••• E••• W••••• M••••••••• L••• unclassified
Aug 10, 2022 to Nov 2, 2023 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

D•••••••• C•••••• A••••••• to S••••• E••• W••••• S••••••••• L••
left Sep 15, 2025, registered Jan 5, 2026 (112 days) · Other
S••••• E••• W••••• M••••••••• L••• to A••••• F•••••••• A•••••••• L••
left Nov 2, 2023, registered May 26, 2023 (-160 days) · Other
A••••• F•••••••• A•••••••• L•• to D•••••••• C•••••• A•••••••
left Oct 5, 2023, registered Dec 11, 2024 (433 days) · RIA to a state-registered adviser

Signals

J••••• M••••• C•••• left D•••••••• C•••••• A••••••• for S••••• E••• W••••• S••••••••• L•• (registered 2026-01-05)
Sep 15, 2025 · Advisor changed firm · fact
J••••• M••••• C•••• left S••••• E••• W••••• M••••••••• L••• for A••••• F•••••••• A•••••••• L•• (registered 2023-05-26)
Nov 2, 2023 · Advisor changed firm · fact
J••••• M••••• C•••• left A••••• F•••••••• A•••••••• L•• for D•••••••• C•••••• A••••••• (registered 2024-12-11)
Oct 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address