RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• K••• R•••••
- F••••••• C•••••• M••••••••• L•• independent RIA currentsince Jul 12, 2021 · Oklahoma City, Ok
- W•••• F•••• A••••••• wirehouseJul 2, 2008 to Jul 12, 2021 · Edmond, Ok
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 4, 2002 to Jul 14, 2008 · Oklahoma City, Ok
- W•••• F•••• A••••••• to F••••••• C•••••• M••••••••• L••left Jul 12, 2021, registered Jul 12, 2021 (0 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Jul 14, 2008, registered Jul 2, 2008 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address