DFX Intelligence
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Registered advisor
P•••••• W•••••• M••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as P•••••• W•••••• M• G••••
At current firm
4 y
since Jan 6, 2022
In the industry
26 y
since Jul 1, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
11
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Jan 6, 2022 · Vineland, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDJul 14, 2003 to Jan 11, 2022 · Vineland, Nj
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to I••••••••• A•••••• A•••••••• L••left Jan 11, 2022, registered Jan 6, 2022 (-5 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- ••• LockedJan 11, 2022 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address