RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• B••• M•••
- M•••••• I••••••••• i••••••••• wealth currentsince Mar 1, 2022 · Manhattan Beach, Ca
- A••••••••• L•• formerJun 23, 2020 to Mar 30, 2022 · Los Angeles, Ca
- P•••• W••••• M••••••••• L•• i••••••••• wealthFeb 16, 2016 to Jul 20, 2020 · Newport Beach, Ca
- W•••••• • R••• formerDec 24, 2001 to Feb 25, 2016 · Irvine, Ca
- A••••••••• L•• to M•••••• I•••••••••left Mar 30, 2022, registered Mar 1, 2022 (-29 days) · corporate re-registration, not a move
- P•••• W••••• M••••••••• L•• to A••••••••• L••left Jul 20, 2020, registered Jun 23, 2020 (-27 days) · RIA to RIA
- W•••••• • R••• to P•••• W••••• M••••••••• L••left Feb 25, 2016, registered Feb 16, 2016 (-9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address