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Registered advisor
D•••••• C••• A•••••
Feed of 09/15/2026
At current firm
6 y
since Mar 30, 2020
In the industry
26 y
since Apr 27, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 30, 2020 · Strasburg, Va
- A••••••••• F•••••••• S•••••••• L•• national BDAug 31, 2015 to Apr 7, 2020 · Strasburg, Va
- P•••••• A•••••• G••••• L•• BD affiliatedMay 3, 2012 to Aug 31, 2015 · Strasburg, Va
- L•• F•••••••• L•• BD affiliatedOct 21, 2009 to May 2, 2012 · Strasburg, Va
- O•••• I••••••••• I••• BD affiliatedJun 1, 2008 to Nov 3, 2009 · Strasburg, Va
- B• I••••••••• L•• unclassifiedDec 15, 2003 to Jun 1, 2008 · Strasburg, Va
- C••••• I••••••••• S••••••• L•• formerJul 24, 2003 to Dec 18, 2003 · Strasburg, Va
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Apr 7, 2020, registered Mar 30, 2020 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- P•••••• A•••••• G••••• L•• to A••••••••• F•••••••• S•••••••• L••left Aug 31, 2015, registered Aug 31, 2015 (0 days) · Other
- L•• F•••••••• L•• to P•••••• A•••••• G••••• L••left May 2, 2012, registered May 3, 2012 (1 days) · Other
- O•••• I••••••••• I••• to L•• F•••••••• L••left Nov 3, 2009, registered Oct 21, 2009 (-13 days) · Other
- B• I••••••••• L•• to O•••• I••••••••• I•••left Jun 1, 2008, registered Jun 1, 2008 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• S••••••• L•• to B• I••••••••• L••left Dec 18, 2003, registered Dec 15, 2003 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address