RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• E••• S••••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Sep 2, 2020 · San Diego, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 7, 2005 to Mar 5, 2009 · Alexandria, Va
- F•••• C•••••• F•••••••• P•••••••• I••• formerSep 2, 2005 to Sep 6, 2005 · Laurel, Md
- F•••• C•••••• B••• unclassifiedFeb 11, 2005 to Sep 2, 2005 · Fort Worth, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Mar 5, 2009, registered Sep 2, 2020 (4199 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Sep 6, 2005, registered Sep 7, 2005 (1 days) · Other
- F•••• C•••••• B••• to F•••• C•••••• F•••••••• P•••••••• I•••left Sep 2, 2005, registered Sep 2, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address