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RIA Intelligence
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Registered advisor
K•••• A••• J••••••
Feed of 09/15/2026
At current firm
14 y
since Mar 2, 2012
In the industry
26 y
since May 17, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 2, 2012 · Richmond, Va
- B••• I••••••••• S•••••••• I••• formerMar 18, 2008 to Feb 28, 2012 · Richmond, Va
- M••••• S•••••• • C•• L•• unclassifiedJul 24, 2007 to Jan 25, 2008 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- B••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Feb 28, 2012, registered Mar 2, 2012 (3 days) · Other
- M••••• S•••••• • C•• L•• to B••• I••••••••• S•••••••• I•••left Jan 25, 2008, registered Mar 18, 2008 (53 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address