DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel Saul Ferszt

Empower Advisory Group, LLCBD affiliatedGreenwood Village, Co dual registrantIAPD 4159339

Feed of 09/15/2026

At current firm

10 y

since Jul 14, 2016

In the industry

26 y

since Jun 7, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Empower Advisory Group, LLC BD affiliated current
since Jul 14, 2016 · Greenwood Village, Co
Icon Advisers, Inc. other
Aug 16, 2010 to Jan 3, 2012 · Greenwood Village, Co
Old Mutual Capital former
Oct 18, 2007 to Jul 27, 2009 · Denver, Co
Charles Schwab & Co., Inc. national BD
Mar 7, 2006 to Dec 31, 2006 · Englewood, Co
Morgan Stanley Dw Inc. unclassified
May 9, 2005 to Jan 2, 2006 · Centennial, Co

Moves

a registration end followed by a registration begin elsewhere

Icon Advisers, Inc. to Empower Advisory Group, LLC
left Jan 3, 2012, registered Jul 14, 2016 (1654 days) · Other
Old Mutual Capital to Icon Advisers, Inc.
left Jul 27, 2009, registered Aug 16, 2010 (385 days) · Other
Charles Schwab & Co., Inc. to Old Mutual Capital
left Dec 31, 2006, registered Oct 18, 2007 (291 days) · Other
Morgan Stanley Dw Inc. to Charles Schwab & Co., Inc.
left Jan 2, 2006, registered Mar 7, 2006 (64 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address