RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M••• M•••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 25, 2025 · Evans, Ga
- D•••••• L••• S••••• L•• formerJan 6, 2026 to Apr 3, 2026 · Rome, Ga
- D•••••• L••• S••••• L•• formerDec 16, 2014 to Dec 31, 2025 · Evans, Ga
- M••••••••• I••••••••• S•••••••• I••• formerMay 7, 2014 to Nov 25, 2014 · Neosho, Mo
- M•• F•••••••• S•••••••• I••• formerApr 22, 2003 to Jun 28, 2012 · Evans, Ga
- D•••••• L••• S••••• L•• to no registered destinationleft Apr 3, 2026 · Departure, no registered destination
- D•••••• L••• S••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2025, registered Nov 25, 2025 (-36 days) · corporate re-registration, not a move
- M••••••••• I••••••••• S•••••••• I••• to D•••••• L••• S••••• L••left Nov 25, 2014, registered Dec 16, 2014 (21 days) · Other
- M•• F•••••••• S•••••••• I••• to M••••••••• I••••••••• S•••••••• I•••left Jun 28, 2012, registered May 7, 2014 (678 days) · Other
- J•••• M••• M••••• no longer registered at D•••••• L••• S••••• L••; no later IA registration on IAPDApr 3, 2026 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address