RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• E••••• W•••••
- W•••• A••••••• independent RIA currentsince Mar 21, 2011 · Charlotte, Nc
- S••••• F•••••••• G•••• I•• formerSep 16, 2010 to Mar 24, 2011 · Charlotte, Nc
- E•••••• A••••••• L•• unclassifiedApr 12, 2007 to Sep 17, 2010 · Brentwood, Tn
- C•••••••• F•••••••• G•••• A••••••• formerJan 28, 2004 to Oct 4, 2005 · Brentwood, Tn
- S••••• F•••••••• G•••• I•• to W•••• A•••••••left Mar 24, 2011, registered Mar 21, 2011 (-3 days) · Other
- E•••••• A••••••• L•• to S••••• F•••••••• G•••• I••left Sep 17, 2010, registered Sep 16, 2010 (-1 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to E•••••• A••••••• L••left Oct 4, 2005, registered Apr 12, 2007 (555 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address